Ladenburg Thalmann Financial Services’s State Street SPDR S&P Software & Services ETF XSW Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio XSW Stock Details XSW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$522K	Sell	6,670 -3,758	-36%	-$367K	﹤0.01%	1777
2019 Q3	$974K	Sell	10,428 -4,793	-31%	-$464K	0.01%	1266
2019 Q2	$1.47M	Buy	15,221 +837	+6%	+$79.5K	0.01%	966
2019 Q1	$1.36M	Buy	14,384 +10,077	+234%	+$883K	0.01%	983
2018 Q4	$321K	Buy	4,307 +4,267	+10,668%	+$340K	﹤0.01%	1862
2018 Q3	$4K	Sell	40 -488	-92%	-$42.7K	﹤0.01%	4710
2018 Q2	$40K	Hold	528	–	–	﹤0.01%	3417
2018 Q1	$40K	Hold	528	–	–	﹤0.01%	3417
2017 Q4	$37K	Buy	+528	New	+$36.2K	﹤0.01%	3428
2017 Q3	–	Sell	-527	Closed	-$33K	–	5033
2017 Q2	$33K	Hold	527	–	–	﹤0.01%	3300
2017 Q1	$31K	Sell	527 -810	-61%	-$46.6K	﹤0.01%	3257
2016 Q4	$73K	Buy	1,337 +527	+65%	+$28.9K	﹤0.01%	2564
2016 Q3	$45K	Hold	810	–	–	﹤0.01%	2859
2016 Q2	$41K	Hold	810	–	–	﹤0.01%	2836
2016 Q1	$39K	Hold	810	–	–	﹤0.01%	2772
2015 Q4	$41K	Hold	810	–	–	﹤0.01%	2713
2015 Q3	$38K	Buy	+810	New	+$40.2K	﹤0.01%	2658

Other funds holding XSW

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

SRSA

S.R. Schill & Associates Mercer Island, Washington $166M AUM 17.84% 1-Year Est. Return

Ladenburg Thalmann Financial Services's XSW Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its State Street SPDR S&P Software & Services ETF (XSW) stake by 36% in Q4 2019, selling an estimated $367K and leaving 6,670 shares worth $522K. The position accounts for ﹤0.01% of the portfolio, ranked #1777.

Ladenburg Thalmann Financial Services first reported a position in XSW in Q3 2015 and has held it in 17 quarters since. The position peaked at $1.47M in Q2 2019. 55 funds tracked by Wall St. Rank hold XSW as of Q4 2019.

Ladenburg Thalmann Financial Services held 6,670 shares of State Street SPDR S&P Software & Services ETF worth $522K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 3,758 State Street SPDR S&P Software & Services ETF shares in Q4 2019, an estimated $367K.
State Street SPDR S&P Software & Services ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1777 holding.
Ladenburg Thalmann Financial Services first reported a position in State Street SPDR S&P Software & Services ETF in Q3 2015 and has held it in 17 quarters since.
Ladenburg Thalmann Financial Services's State Street SPDR S&P Software & Services ETF position peaked at $1.47M in Q2 2019.
55 funds tracked by Wall St. Rank held State Street SPDR S&P Software & Services ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.