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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAH icon
1726
Booz Allen Hamilton
BAH
$8.59B
$556K ﹤0.01%
7,854
-1,430
-15% -$102K
EELV icon
1727
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$430M
$556K ﹤0.01%
23,131
-4,901
-17% -$114K
CHDN icon
1728
Churchill Downs
CHDN
$6.15B
$555K ﹤0.01%
8,078
-60
-0.7% -$3.91K
GUT
1729
Gabelli Utility Trust
GUT
$566M
$554K ﹤0.01%
73,160
+2,652
+4% +$19.7K
CGNX icon
1730
Cognex
CGNX
$10.2B
$553K ﹤0.01%
9,874
-3,699
-27% -$191K
NRG icon
1731
NRG Energy
NRG
$28.8B
$553K ﹤0.01%
14,222
-14,055
-50% -$556K
ALLY icon
1732
Ally Financial
ALLY
$13.3B
$552K ﹤0.01%
17,882
-16,793
-48% -$524K
WAT icon
1733
Waters Corp
WAT
$36.4B
$552K ﹤0.01%
2,363
-896
-27% -$198K
NBTB icon
1734
NBT Bancorp
NBTB
$2.73B
$551K ﹤0.01%
13,558
+84
+0.6% +$3.29K
NTNX icon
1735
Nutanix
NTNX
$15.4B
$551K ﹤0.01%
17,630
-1,518
-8% -$44.8K
FLIR
1736
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$547K ﹤0.01%
10,497
+2,079
+25% +$110K
HPI
1737
John Hancock Preferred Income Fund
HPI
$430M
$546K ﹤0.01%
23,947
-12,188
-34% -$276K
IPG
1738
DELISTED
Interpublic Group of Companies
IPG
$545K ﹤0.01%
23,785
-6,562
-22% -$144K
IYC icon
1739
iShares US Consumer Discretionary ETF
IYC
$1.14B
$545K ﹤0.01%
62,960
+40,728
+183% +$2.26M
TCRT icon
1740
Alaunos Therapeutics
TCRT
$4.71M
$545K ﹤0.01%
771
+35
+5% +$24.1K
FNDA icon
1741
Schwab Fundamental US Small Company Index ETF
FNDA
$9.2B
$544K ﹤0.01%
27,350
-4,280
-14% -$83.2K
HYGH icon
1742
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$591M
$544K ﹤0.01%
6,062
+1,105
+22% +$97.6K
MT icon
1743
ArcelorMittal
MT
$50.9B
$544K ﹤0.01%
31,070
-3,512
-10% -$56.9K
VICI icon
1744
VICI Properties
VICI
$29.5B
$544K ﹤0.01%
21,303
+1,770
+9% +$42.8K
CLGX
1745
DELISTED
Corelogic, Inc.
CLGX
$544K ﹤0.01%
12,464
-561
-4% -$23.9K
PNOV icon
1746
Innovator US Equity Power Buffer ETF November
PNOV
$880M
$543K ﹤0.01%
+20,715
New +$537K
AFB
1747
AllianceBernstein National Municipal Income Fund
AFB
$314M
$542K ﹤0.01%
38,777
+12,353
+47% +$169K
BFZ
1748
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$542K ﹤0.01%
39,950
-1,000
-2% -$13.5K
NBB icon
1749
Nuveen Taxable Municipal Income Fund
NBB
$447M
$541K ﹤0.01%
24,736
+1,484
+6% +$32.2K
SPE
1750
Special Opportunities Fund
SPE
$139M
$541K ﹤0.01%
38,407
+2,092
+6% +$28.6K
68 69
70
71 72

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.