LTFS
HPI

Ladenburg Thalmann Financial Services’s John Hancock Preferred Income Fund HPI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HPI Stock Details HPI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$546K Sell
23,947
-12,188
-34% -$276K ﹤0.01% 1737
2019
Q3 		$872K Buy
36,135
+15,068
+72% +$357K 0.01% 1342
2019
Q2 		$488K Buy
21,067
+1,416
+7% +$32.5K ﹤0.01% 1762
2019
Q1 		$445K Buy
19,651
+5,639
+40% +$120K ﹤0.01% 1776
2018
Q4 		$263K Buy
14,012
+4,580
+49% +$93.6K ﹤0.01% 2027
2018
Q3 		$207K Buy
9,432
+202
+2% +$4.46K ﹤0.01% 2287
2018
Q2 		$189K Hold
9,230
– – ﹤0.01% 2281
2018
Q1 		$189K Buy
9,230
+18
+0.2% +$371 ﹤0.01% 2281
2017
Q4 		$197K Buy
9,212
+1,878
+26% +$40.6K ﹤0.01% 2222
2017
Q3 		$161K Sell
7,334
-239
-3% -$5.22K ﹤0.01% 2258
2017
Q2 		$165K Buy
7,573
+259
+4% +$5.65K ﹤0.01% 2157
2017
Q1 		$155K Buy
7,314
+672
+10% +$14.1K ﹤0.01% 2085
2016
Q4 		$135K Sell
6,642
-76
-1% -$1.55K ﹤0.01% 2091
2016
Q3 		$151K Buy
6,718
+1,920
+40% +$43.7K ﹤0.01% 1949
2016
Q2 		$109K Buy
4,798
+990
+26% +$22K ﹤0.01% 2097
2016
Q1 		$85K Hold
3,808
– – ﹤0.01% 2176
2015
Q4 		$76K Buy
3,808
+400
+12% +$7.87K ﹤0.01% 2269
2015
Q3 		$65K Buy
3,408
+900
+36% +$17.5K ﹤0.01% 2291
2015
Q2 		$49K Sell
2,508
-50
-2% -$1.03K ﹤0.01% 2599
2015
Q1 		$55K Hold
2,558
– – ﹤0.01% 2485
2014
Q4 		$52K Buy
2,558
+308
+14% +$6.29K ﹤0.01% 2337
2014
Q3 		$45K Hold
2,250
– – ﹤0.01% 2097
2014
Q2 		$46K Hold
2,250
– – ﹤0.01% 2105
2014
Q1 		$45K Hold
2,250
– – ﹤0.01% 2048
2013
Q4 		$40K Hold
2,250
– – ﹤0.01% 2067
2013
Q3 		$43K Sell
2,250
-780
-26% -$15.1K ﹤0.01% 1917
2013
Q2 		$63K Buy
+3,030
New +$68.8K ﹤0.01% 1566

Other funds holding HPI

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
ARG
Advisory Resource Group Tulsa, Oklahoma $665M AUM 29.27% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
DTIM
Danda Trouve Investment Management Prairie Village, Kansas $54.1M AUM 13.18% 1-Year Est. Return
TCMG
TSP Capital Management Group Summit, New Jersey $410M AUM 71.81% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HPI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its John Hancock Preferred Income Fund (HPI) stake by 34% in Q4 2019, selling an estimated $276K and leaving 23,947 shares worth $546K. The position accounts for ﹤0.01% of the portfolio, ranked #1737.

Ladenburg Thalmann Financial Services first reported a position in HPI in Q2 2013 and has held it in 27 quarters since. The position peaked at $872K in Q3 2019. 68 funds tracked by Wall St. Rank hold HPI as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 23,947 shares of John Hancock Preferred Income Fund worth $546K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 12,188 John Hancock Preferred Income Fund shares in Q4 2019, an estimated $276K.
  • John Hancock Preferred Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1737 holding.
  • Ladenburg Thalmann Financial Services first reported a position in John Hancock Preferred Income Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's John Hancock Preferred Income Fund position peaked at $872K in Q3 2019.
  • 68 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.