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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GER
1676
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$590K ﹤0.01%
15,265
+2,330
+18% +$92.2K
FTGC icon
1677
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.96B
$585K ﹤0.01%
30,915
-14,550
-32% -$269K
LAZ icon
1678
Lazard
LAZ
$4.23B
$585K ﹤0.01%
14,727
-1,746
-11% -$66K
PBCT
1679
DELISTED
People's United Financial Inc
PBCT
$585K ﹤0.01%
34,563
-1,378
-4% -$22.6K
LTC
1680
LTC Properties
LTC
$2.15B
$583K ﹤0.01%
13,002
+8,013
+161% +$385K
STRA icon
1681
Strategic Education
STRA
$1.78B
$583K ﹤0.01%
3,645
+635
+21% +$88.2K
EHI
1682
Western Asset Global High Income Fund
EHI
$175M
$580K ﹤0.01%
57,935
+6,288
+12% +$61.7K
CRL icon
1683
Charles River Laboratories
CRL
$10.8B
$579K ﹤0.01%
3,934
-72
-2% -$9.97K
DX
1684
Dynex Capital
DX
$3B
$579K ﹤0.01%
33,652
+24,916
+285% +$402K
KBA icon
1685
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$151M
$579K ﹤0.01%
17,845
-18
-0.1% -$562
PFI icon
1686
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.5M
$579K ﹤0.01%
14,968
+12,864
+611% +$486K
RWK icon
1687
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.31B
$578K ﹤0.01%
8,894
-207
-2% -$12.9K
JHS
1688
John Hancock Income Securities Trust
JHS
$127M
$577K ﹤0.01%
38,978
+2,900
+8% +$42.1K
CXH
1689
DELISTED
MFS Investment Grade Municipal Trust
CXH
$576K ﹤0.01%
59,003
+12,250
+26% +$120K
EBND icon
1690
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
$576K ﹤0.01%
20,649
+3,236
+19% +$88.9K
EBS icon
1691
Emergent Biosolutions
EBS
$378M
$576K ﹤0.01%
10,658
-436
-4% -$23.6K
EVF
1692
Eaton Vance Senior Income Trust
EVF
$90.1M
$576K ﹤0.01%
89,505
-77,272
-46% -$481K
JFR icon
1693
Nuveen Floating Rate Income Fund
JFR
$1.24B
$576K ﹤0.01%
56,282
+5,811
+12% +$55.8K
SJI
1694
DELISTED
South Jersey Industries, Inc.
SJI
$576K ﹤0.01%
17,768
-253
-1% -$7.98K
APLE icon
1695
Apple Hospitality REIT
APLE
$3.98B
$575K ﹤0.01%
35,379
-1,414
-4% -$22.9K
NSLR
1696
Neostellar Capital Corp
NSLR
$270M
$575K ﹤0.01%
104,682
-5,620
-5% -$30.9K
TFLO icon
1697
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$574K ﹤0.01%
11,436
-602
-5% -$30.2K
DOX icon
1698
Amdocs
DOX
$5.64B
$573K ﹤0.01%
7,868
-343
-4% -$23.4K
LDP icon
1699
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$573K ﹤0.01%
21,864
+1,481
+7% +$38.5K
LFT
1700
Lument Finance Trust
LFT
$41.2M
$573K ﹤0.01%
177,512
-706
-0.4% -$2.33K
66 67
68
69 70

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.