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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOG icon
1651
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.64B
$607K ﹤0.01%
15,034
+4,360
+41% +$311K
KNSL icon
1652
Kinsale Capital Group
KNSL
$8.24B
$605K ﹤0.01%
5,951
+297
+5% +$29.5K
SCM icon
1653
Stellus Capital Investment Corp
SCM
$204M
$604K ﹤0.01%
42,449
+1,736
+4% +$24.3K
TCBK icon
1654
TriCo Bancshares
TCBK
$1.84B
$604K ﹤0.01%
14,810
-2,000
-12% -$76.3K
AWF
1655
AllianceBernstein Global High Income Fund
AWF
$868M
$603K ﹤0.01%
49,111
-78,310
-61% -$940K
MILN
1656
Global X Millennial Consumer ETF
MILN
$98.4M
$602K ﹤0.01%
23,228
-184
-0.8% -$4.63K
QQQE icon
1657
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$602K ﹤0.01%
10,965
-1,997
-15% -$104K
BVN icon
1658
Compañía de Minas Buenaventura
BVN
$8.06B
$601K ﹤0.01%
39,816
-869
-2% -$12.9K
COMT icon
1659
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$601K ﹤0.01%
18,258
+486
+3% +$15.6K
EWU icon
1660
iShares MSCI United Kingdom ETF
EWU
$4.05B
$601K ﹤0.01%
17,612
+1,710
+11% +$55.6K
AWP
1661
abrdn Global Premier Properties Fund
AWP
$378M
$600K ﹤0.01%
30,882
+2,291
+8% +$43.9K
BPOP icon
1662
Popular Inc
BPOP
$10.9B
$600K ﹤0.01%
10,212
+1,220
+14% +$68.1K
WEA
1663
Western Asset Premier Bond Fund
WEA
$123M
$600K ﹤0.01%
40,935
-665
-2% -$9.5K
P
1664
Everpure Inc
P
$24.7B
$596K ﹤0.01%
34,672
-6,274
-15% -$111K
NOV icon
1665
NOV
NOV
$7.35B
$595K ﹤0.01%
23,888
+6,334
+36% +$143K
NTRS icon
1666
Northern Trust
NTRS
$22.4B
$595K ﹤0.01%
5,583
-167
-3% -$17.1K
LPLA icon
1667
LPL Financial
LPLA
$26.5B
$594K ﹤0.01%
6,437
-491
-7% -$42.1K
AER icon
1668
AerCap
AER
$23.9B
$593K ﹤0.01%
9,637
-6,266
-39% -$369K
ARR
1669
Armour Residential REIT
ARR
$2.01B
$593K ﹤0.01%
6,633
+438
+7% +$37.4K
BSD
1670
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$593K ﹤0.01%
42,248
-345
-0.8% -$4.89K
TFX icon
1671
Teleflex
TFX
$5.8B
$592K ﹤0.01%
1,554
-16
-1% -$5.51K
TRI icon
1672
Thomson Reuters
TRI
$42.7B
$592K ﹤0.01%
7,856
+2,962
+61% +$216K
BUI icon
1673
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$736M
$591K ﹤0.01%
26,512
+4,956
+23% +$111K
HES
1674
DELISTED
Hess
HES
$590K ﹤0.01%
8,853
+870
+11% +$56.9K
SRCL
1675
DELISTED
Stericycle Inc
SRCL
$590K ﹤0.01%
9,268
-1,926
-17% -$114K
65 66
67
68 69

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.