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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOCH
1601
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$653K ﹤0.01%
56,419
-1,000
-2% -$11.3K
EEMS icon
1602
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$355M
$652K ﹤0.01%
14,409
-3,215
-18% -$140K
BOH icon
1603
Bank of Hawaii
BOH
$3.21B
$650K ﹤0.01%
6,909
+367
+6% +$32.6K
FEMB icon
1604
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$647K ﹤0.01%
16,693
-1,033
-6% -$39.7K
FOF icon
1605
Cohen & Steers Closed End Opportunity Fund
FOF
$376M
$647K ﹤0.01%
48,167
-512
-1% -$6.72K
YYY icon
1606
Amplify CEF High Income ETF
YYY
$725M
$644K ﹤0.01%
+36,097
New +$640K
MKC.V icon
1607
McCormick & Company Voting
MKC.V
$13.6B
$643K ﹤0.01%
7,520
– –
BRW
1608
Saba Capital Income & Opportunities Fund
BRW
$335M
$641K ﹤0.01%
63,865
-95,867
-60% -$925K
PETS icon
1609
PetMed Express
PETS
$41.9M
$640K ﹤0.01%
27,163
-386
-1% -$8.65K
HYDB icon
1610
iShares High Yield Systematic Bond ETF
HYDB
$1.61B
$639K ﹤0.01%
12,598
+9,369
+290% +$472K
MTG icon
1611
MGIC Investment
MTG
$6.36B
$638K ﹤0.01%
45,023
+21,836
+94% +$303K
KMF
1612
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$638K ﹤0.01%
60,050
+43,803
+270% +$445K
IDOG icon
1613
ALPS International Sector Dividend Dogs ETF
IDOG
$536M
$637K ﹤0.01%
23,185
-1,147
-5% -$30.8K
USA icon
1614
Liberty All-Star Equity Fund
USA
$1.76B
$637K ﹤0.01%
94,177
+1,703
+2% +$11.1K
FUMB icon
1615
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$634K ﹤0.01%
31,507
+17,882
+131% +$360K
COR
1616
DELISTED
Coresite Realty Corporation
COR
$634K ﹤0.01%
5,651
-2,384
-30% -$276K
FXG icon
1617
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$633K ﹤0.01%
12,695
-1,085
-8% -$52.4K
GBF icon
1618
iShares Government/Credit Bond ETF
GBF
$133M
$633K ﹤0.01%
5,376
-30,623
-85% -$3.62M
MQY icon
1619
BlackRock MuniYield Quality Fund
MQY
$810M
$632K ﹤0.01%
41,993
+4,452
+12% +$66.7K
PODD icon
1620
Insulet
PODD
$11.5B
$632K ﹤0.01%
3,694
+2,085
+130% +$347K
GPK icon
1621
Graphic Packaging
GPK
$3.3B
$631K ﹤0.01%
38,138
+5,790
+18% +$91.8K
BJUL icon
1622
Innovator US Equity Buffer ETF July
BJUL
$342M
$630K ﹤0.01%
22,688
– –
GCC icon
1623
WisdomTree Enhanced Commodity Strategy Fund
GCC
$270M
$630K ﹤0.01%
33,502
-24,785
-43% -$447K
NUSC icon
1624
Nuveen ESG Small-Cap ETF
NUSC
$1.29B
$629K ﹤0.01%
20,271
-668
-3% -$20.1K
MSGS icon
1625
Madison Square Garden
MSGS
$9.52B
$628K ﹤0.01%
2,990
+72
+2% +$14.1K
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.