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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCTT
1576
Ultra Clean Holdings
UCTT
$3.84B
$674K ﹤0.01%
28,706
+1,100
+4% +$22.2K
GLAD icon
1577
Gladstone Capital
GLAD
$428M
$672K ﹤0.01%
33,852
+1,715
+5% +$34.5K
IYT icon
1578
iShares US Transportation ETF
IYT
$2.31B
$672K ﹤0.01%
18,432
+2,676
+17% +$128K
PVH icon
1579
PVH
PVH
$3.81B
$672K ﹤0.01%
6,391
-539
-8% -$51.4K
MNDT
1580
DELISTED
Mandiant, Inc. Common Stock
MNDT
$672K ﹤0.01%
40,318
-6,232
-13% -$100K
BGX
1581
Blackstone Long-Short Credit Income Fund
BGX
$136M
$669K ﹤0.01%
42,758
+19,316
+82% +$298K
POOL icon
1582
Pool Corp
POOL
$6.74B
$669K ﹤0.01%
3,147
+238
+8% +$49.1K
RVT icon
1583
Royce Value Trust
RVT
$2.2B
$668K ﹤0.01%
45,103
-11,263
-20% -$160K
IEP icon
1584
Icahn Enterprises
IEP
$5.16B
$666K ﹤0.01%
10,846
+2,137
+25% +$138K
WDIV icon
1585
State Street SPDR S&P Global Dividend ETF
WDIV
$277M
$664K ﹤0.01%
9,295
-9,700
-51% -$674K
CHK
1586
DELISTED
Chesapeake Energy Corporation
CHK
$663K ﹤0.01%
3,938
-283
-7% -$56.9K
FAM
1587
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$662K ﹤0.01%
59,125
-4,308
-7% -$47.3K
MNST icon
1588
Monster Beverage
MNST
$92.8B
$661K ﹤0.01%
20,948
-1,628
-7% -$47.8K
NOVT icon
1589
Novanta
NOVT
$5.04B
$660K ﹤0.01%
7,340
+476
+7% +$41.1K
RIG icon
1590
Transocean
RIG
$5.84B
$659K ﹤0.01%
95,570
-5,216
-5% -$26.9K
SVC
1591
Service Properties Trust
SVC
$1.1B
$659K ﹤0.01%
5,427
+22
+0.4% +$2.68K
OPP
1592
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$658K ﹤0.01%
40,556
+28,229
+229% +$471K
WFC.PRL icon
1593
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
$658K ﹤0.01%
454
-36
-7% -$53.2K
ICLN icon
1594
iShares Global Clean Energy ETF
ICLN
$2.33B
$657K ﹤0.01%
55,890
+37,831
+209% +$416K
BHC icon
1595
Bausch Health
BHC
$1.68B
$656K ﹤0.01%
21,897
+3,479
+19% +$90.4K
FNDE icon
1596
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.53B
$656K ﹤0.01%
22,072
-6,654
-23% -$191K
HUSV icon
1597
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.8M
$656K ﹤0.01%
23,584
+5,980
+34% +$164K
PFFD icon
1598
Global X US Preferred ETF
PFFD
$2.15B
$655K ﹤0.01%
26,177
+2,128
+9% +$53.1K
NXDT
1599
NexPoint Diversified Real Estate Trust
NXDT
$282M
$654K ﹤0.01%
36,895
-14
-0% -$240
AXON
1600
Axon Enterprise
AXON
$42.1B
$653K ﹤0.01%
9,331
-1,225
-12% -$77.5K
62 63
64
65 66

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.