Ladenburg Thalmann Financial Services’s First Trust/abrdn Global Opportunity Income Fund FAM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FAM Stock Details FAM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$662K	Sell	59,125 -4,308	-7%	-$47.3K	﹤0.01%	1587
2019 Q3	$670K	Sell	63,433 -1,235	-2%	-$13.1K	﹤0.01%	1528
2019 Q2	$672K	Buy	64,668 +2,435	+4%	+$24.4K	﹤0.01%	1517
2019 Q1	$625K	Buy	62,233 +3,495	+6%	+$34.6K	﹤0.01%	1519
2018 Q4	$551K	Buy	58,738 +3,474	+6%	+$32.1K	0.01%	1461
2018 Q3	$531K	Buy	55,264 +5,565	+11%	+$54.6K	﹤0.01%	1556
2018 Q2	$566K	Hold	49,699	–	–	0.01%	1474
2018 Q1	$566K	Buy	49,699 +10,280	+26%	+$118K	0.01%	1474
2017 Q4	$460K	Sell	39,419 -8,023	-17%	-$91.8K	﹤0.01%	1605
2017 Q3	$559K	Sell	47,442 -11,735	-20%	-$138K	0.01%	1389
2017 Q2	$690K	Buy	59,177 +756	+1%	+$8.96K	0.01%	1181
2017 Q1	$680K	Sell	58,421 -300	-0.5%	-$3.41K	0.01%	1116
2016 Q4	$656K	Sell	58,721 -3,400	-5%	-$37.9K	0.01%	1102
2016 Q3	$732K	Hold	62,121	–	–	0.01%	964
2016 Q2	$711K	Sell	62,121 -1,829	-3%	-$20.2K	0.01%	925
2016 Q1	$701K	Sell	63,950 -9,500	-13%	-$96.4K	0.01%	853
2015 Q4	$744K	Buy	73,450 +6,738	+10%	+$68.2K	0.01%	819
2015 Q3	$645K	Buy	66,712 +3,203	+5%	+$32.8K	0.01%	845
2015 Q2	$693K	Sell	63,509 -2,040	-3%	-$23.4K	0.01%	896
2015 Q1	$768K	Buy	65,549 +9,581	+17%	+$113K	0.01%	819
2014 Q4	$673K	Buy	55,968 +15,192	+37%	+$195K	0.01%	783
2014 Q3	$555K	Buy	40,776 +853	+2%	+$12.2K	0.02%	747
2014 Q2	$586K	Sell	39,923 -600	-1%	-$8.57K	0.02%	715
2014 Q1	$565K	Buy	40,523 +900	+2%	+$12.5K	0.02%	677
2013 Q4	$557K	Sell	39,623 -13,879	-26%	-$197K	0.02%	656
2013 Q3	$778K	Buy	53,502 +1,850	+4%	+$26.9K	0.03%	498
2013 Q2	$797K	Buy	+51,652	New	+$878K	0.03%	473

Other funds holding FAM

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FAM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust/abrdn Global Opportunity Income Fund (FAM) stake by 6.8% in Q4 2019, selling an estimated $47.3K and leaving 59,125 shares worth $662K. The position accounts for ﹤0.01% of the portfolio, ranked #1587.

Ladenburg Thalmann Financial Services first reported a position in FAM in Q2 2013 and has held it in 27 quarters since. The position peaked at $797K in Q2 2013. 44 funds tracked by Wall St. Rank hold FAM as of Q4 2019.

Ladenburg Thalmann Financial Services held 59,125 shares of First Trust/abrdn Global Opportunity Income Fund worth $662K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 4,308 First Trust/abrdn Global Opportunity Income Fund shares in Q4 2019, an estimated $47.3K.
First Trust/abrdn Global Opportunity Income Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1587 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust/abrdn Global Opportunity Income Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust/abrdn Global Opportunity Income Fund position peaked at $797K in Q2 2013.
44 funds tracked by Wall St. Rank held First Trust/abrdn Global Opportunity Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.