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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKHY icon
1526
Jack Henry & Associates
JKHY
$10.7B
$717K ﹤0.01%
5,076
+262
+5% +$38.3K
NFG icon
1527
National Fuel Gas
NFG
$7.84B
$717K ﹤0.01%
15,488
-1,357
-8% -$61.9K
JRO
1528
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$717K ﹤0.01%
71,563
-14,990
-17% -$143K
BYND icon
1529
Beyond Meat
BYND
$288M
$716K ﹤0.01%
9,920
+2,975
+43% +$276K
NFJ
1530
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$716K ﹤0.01%
54,994
-4,951
-8% -$62.5K
JRI icon
1531
Nuveen Real Asset Income & Growth Fund
JRI
$358M
$715K ﹤0.01%
38,939
-1,453
-4% -$26K
CDNS icon
1532
Cadence Design Systems
CDNS
$90B
$714K ﹤0.01%
10,266
-5,946
-37% -$399K
NWN icon
1533
Northwest Natural Holdings
NWN
$2.17B
$714K ﹤0.01%
9,689
-1,146
-11% -$79.1K
SIX
1534
DELISTED
Six Flags Entertainment Corp.
SIX
$714K ﹤0.01%
15,889
+277
+2% +$12.7K
MDU icon
1535
MDU Resources
MDU
$4.44B
$713K ﹤0.01%
62,733
-5,202
-8% -$56.8K
EME icon
1536
Emcor
EME
$33.1B
$712K ﹤0.01%
8,263
-634
-7% -$55.8K
RIO icon
1537
Rio Tinto
RIO
$148B
$712K ﹤0.01%
12,344
+2,323
+23% +$126K
NXG
1538
NXG NextGen Infrastructure Income Fund
NXG
$339M
$711K ﹤0.01%
13,127
+507
+4% +$26.5K
CTXS
1539
DELISTED
Citrix Systems Inc
CTXS
$708K ﹤0.01%
6,918
+1,023
+17% +$110K
ALXN
1540
DELISTED
Alexion Pharmaceuticals
ALXN
$706K ﹤0.01%
6,756
+3,612
+115% +$386K
GWPH
1541
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$706K ﹤0.01%
7,373
+1,230
+20% +$138K
NKTR icon
1542
Nektar Therapeutics
NKTR
$2.39B
$704K ﹤0.01%
2,178
+211
+11% +$61.2K
OGS icon
1543
ONE Gas
OGS
$5.05B
$703K ﹤0.01%
7,608
+680
+10% +$62.2K
FULT icon
1544
Fulton Financial
FULT
$4.7B
$700K ﹤0.01%
40,078
+6,863
+21% +$117K
HMOP icon
1545
Hartford Municipal Opportunities ETF
HMOP
$777M
$700K ﹤0.01%
16,750
-8,500
-34% -$357K
DIAL icon
1546
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$699K ﹤0.01%
33,581
– –
STEW
1547
SRH Total Return Fund
STEW
$1.75B
$699K ﹤0.01%
59,274
+3,592
+6% +$40.9K
EQR icon
1548
Equity Residential
EQR
$25.4B
$697K ﹤0.01%
8,774
-1,779
-17% -$151K
JLL icon
1549
Jones Lang LaSalle
JLL
$15.1B
$696K ﹤0.01%
3,989
-258
-6% -$40.6K
IHDG icon
1550
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$695K ﹤0.01%
19,159
-11,460
-37% -$400K
60 61
62
63 64

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.