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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWRE icon
1501
Guidewire Software
GWRE
$11.5B
$745K ﹤0.01%
7,001
+45
+0.6% +$5.03K
CBOE icon
1502
Cboe Global Markets
CBOE
$29.8B
$743K ﹤0.01%
6,188
+45
+0.7% +$5.28K
FTSD icon
1503
Franklin Short Duration US Government ETF
FTSD
$300M
$743K ﹤0.01%
7,886
-26
-0.3% -$2.46K
RSPU icon
1504
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$740K ﹤0.01%
13,926
-5,908
-30% -$308K
AAL icon
1505
American Airlines Group
AAL
$9.58B
$739K ﹤0.01%
25,680
+259
+1% +$7.38K
ROBT icon
1506
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$693M
$738K ﹤0.01%
21,463
+88
+0.4% +$2.88K
SRC
1507
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$738K ﹤0.01%
15,072
-10,841
-42% -$539K
FDMO icon
1508
Fidelity Momentum Factor ETF
FDMO
$934M
$737K ﹤0.01%
20,086
-19,721
-50% -$700K
CODI icon
1509
Compass Diversified
CODI
$755M
$735K ﹤0.01%
29,425
+5,363
+22% +$118K
JMST icon
1510
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$734K ﹤0.01%
14,563
-2,831
-16% -$143K
BIO icon
1511
Bio-Rad Laboratories Class A
BIO
$8.42B
$733K ﹤0.01%
1,968
+28
+1% +$9.87K
LYG icon
1512
Lloyds Banking Group
LYG
$87.4B
$731K ﹤0.01%
221,695
-23,013
-9% -$69.6K
SPHB icon
1513
Invesco S&P 500 High Beta ETF
SPHB
$964M
$731K ﹤0.01%
15,679
-4,082
-21% -$177K
XSOE icon
1514
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$731K ﹤0.01%
23,452
-1,187
-5% -$34.8K
KTF
1515
DWS Municipal Income Trust
KTF
$346M
$730K ﹤0.01%
64,360
-2,035
-3% -$23.3K
ETSY icon
1516
Etsy
ETSY
$7.65B
$729K ﹤0.01%
16,271
+10,472
+181% +$499K
TPR icon
1517
Tapestry
TPR
$28.8B
$728K ﹤0.01%
27,131
-6,917
-20% -$180K
DBRG icon
1518
DigitalBridge
DBRG
$2.94B
$727K ﹤0.01%
38,270
+1,654
+5% +$34.1K
ESS icon
1519
Essex Property Trust
ESS
$18.9B
$726K ﹤0.01%
2,419
+157
+7% +$49.6K
DCP
1520
DELISTED
DCP Midstream, LP
DCP
$724K ﹤0.01%
28,966
+8,639
+43% +$203K
FSLY icon
1521
Fastly Inc
FSLY
$3.17B
$722K ﹤0.01%
35,983
+27,600
+329% +$582K
APTV icon
1522
Aptiv
APTV
$12B
$721K ﹤0.01%
7,527
+2,893
+62% +$265K
RNR icon
1523
RenaissanceRe
RNR
$13.7B
$721K ﹤0.01%
3,677
+248
+7% +$47K
VONE icon
1524
Vanguard Russell 1000 ETF
VONE
$8.19B
$719K ﹤0.01%
4,879
+317
+7% +$44.7K
TDG icon
1525
TransDigm Group
TDG
$69.2B
$718K ﹤0.01%
1,834
+1,024
+126% +$560K
59 60
61
62 63

Similar funds

AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.