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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCI icon
1451
Donaldson
DCI
$10.8B
$790K 0.01%
13,683
+165
+1% +$8.98K
ESQ icon
1452
Esquire Financial Holdings
ESQ
$1.04B
$790K 0.01%
30,300
– –
EXPE icon
1453
Expedia Group
EXPE
$31.2B
$790K 0.01%
7,487
+4,040
+117% +$474K
PCG icon
1454
PG&E
PCG
$47.8B
$790K 0.01%
72,275
+1,403
+2% +$12K
XHB icon
1455
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$789K 0.01%
17,865
-8,587
-32% -$388K
SCHQ
1456
Schwab Long-Term US Treasury ETF
SCHQ
$781M
$785K ﹤0.01%
+16,630
New +$802K
SPTI icon
1457
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$784K ﹤0.01%
26,328
+1,027
+4% +$31.9K
PNNT
1458
Pennant Park Investment Corp
PNNT
$215M
$781K ﹤0.01%
119,513
+64,970
+119% +$404K
MUI
1459
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$781K ﹤0.01%
54,866
+2,671
+5% +$37.8K
COO icon
1460
Cooper Companies
COO
$13.7B
$778K ﹤0.01%
9,672
+2,232
+30% +$168K
CQQQ icon
1461
Invesco China Technology ETF
CQQQ
$2.95B
$778K ﹤0.01%
14,819
-625
-4% -$30.8K
FIVN icon
1462
FIVE9
FIVN
$1.77B
$778K ﹤0.01%
11,861
+2,270
+24% +$139K
RPT
1463
Rithm Property Trust
RPT
$90.5M
$778K ﹤0.01%
9,057
+3,652
+68% +$324K
ALE
1464
DELISTED
Allete
ALE
$777K ﹤0.01%
9,573
+375
+4% +$31K
AMCX icon
1465
AMC Global Media
AMCX
$430M
$776K ﹤0.01%
19,743
+6,297
+47% +$264K
CP icon
1466
Canadian Pacific Kansas City
CP
$82B
$776K ﹤0.01%
17,765
+2,605
+17% +$122K
MPA icon
1467
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$142M
$775K ﹤0.01%
54,064
+5,610
+12% +$79.3K
TCPC icon
1468
BlackRock TCP Capital
TCPC
$265M
$774K ﹤0.01%
55,119
+12,068
+28% +$169K
BCS icon
1469
Barclays
BCS
$94.1B
$773K ﹤0.01%
81,111
-34,021
-30% -$294K
HSBC icon
1470
HSBC
HSBC
$355B
$773K ﹤0.01%
19,856
-140
-0.7% -$5.31K
DKS icon
1471
Dick's Sporting Goods
DKS
$18.4B
$772K ﹤0.01%
15,602
-787
-5% -$33.5K
EIM
1472
Eaton Vance Municipal Bond Fund
EIM
$492M
$772K ﹤0.01%
59,971
+21,879
+57% +$281K
AXSM icon
1473
Axsome Therapeutics
AXSM
$12.4B
$771K ﹤0.01%
7,454
+2,654
+55% +$107K
MTN icon
1474
Vail Resorts
MTN
$5.19B
$770K ﹤0.01%
3,453
+186
+6% +$44K
JQUA icon
1475
JPMorgan US Quality Factor ETF
JQUA
$8.09B
$769K ﹤0.01%
24,559
+1,045
+4% +$31.5K
57 58
59
60 61

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.