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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
1426
Cardinal Health
CAH
$53.4B
$816K 0.01%
16,299
-2,359
-13% -$122K
IYE icon
1427
iShares US Energy ETF
IYE
$1.74B
$814K 0.01%
25,405
+273
+1% +$8.62K
RY icon
1428
Royal Bank of Canada
RY
$291B
$813K 0.01%
10,341
-560
-5% -$45.1K
PHM icon
1429
Pultegroup
PHM
$24.5B
$812K 0.01%
20,932
+197
+1% +$7.65K
FM
1430
DELISTED
iShares Frontier and Select EM ETF
FM
$812K 0.01%
26,692
+4,348
+19% +$126K
PSL icon
1431
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$811K 0.01%
10,961
-389
-3% -$27.9K
CMF icon
1432
iShares California Muni Bond ETF
CMF
$4.54B
$809K 0.01%
13,197
-637
-5% -$39K
APPN icon
1433
Appian
APPN
$1.74B
$808K 0.01%
21,071
+1,174
+6% +$50.6K
BJ icon
1434
BJs Wholesale Club
BJ
$11.9B
$805K 0.01%
35,432
+8,813
+33% +$218K
KBE icon
1435
State Street SPDR S&P Bank ETF
KBE
$1.64B
$804K 0.01%
23,046
-1,862
-7% -$84.4K
KPTI icon
1436
Karyopharm Therapeutics
KPTI
$168M
$804K 0.01%
2,794
+8
+0.3% +$1.74K
MIDD icon
1437
Middleby
MIDD
$6.05B
$804K 0.01%
7,342
+778
+12% +$89.3K
BCX icon
1438
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$803K 0.01%
99,444
+5,165
+5% +$39.4K
NQP
1439
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$802K 0.01%
56,622
-1,266
-2% -$17.9K
HLT icon
1440
Hilton Worldwide
HLT
$74B
$801K 0.01%
7,213
-10,770
-60% -$1.08M
IYK icon
1441
iShares US Consumer Staples ETF
IYK
$1.39B
$800K 0.01%
19,176
+567
+3% +$24.2K
AIG icon
1442
American International
AIG
$41.9B
$799K 0.01%
15,587
-2,090
-12% -$111K
ALB icon
1443
Albemarle
ALB
$13.5B
$799K 0.01%
11,023
-943
-8% -$63K
PMO
1444
Franklin Municipal Opportunities Trust
PMO
$282M
$797K 0.01%
60,572
+24,340
+67% +$319K
AINC
1445
DELISTED
Ashford Inc.
AINC
$796K 0.01%
33,732
+1,291
+4% +$30.8K
JPUS
1446
JPMorgan Diversified Return US Equity ETF
JPUS
$455M
$795K 0.01%
9,981
-319
-3% -$24.6K
DWTR
1447
DELISTED
Invesco DWA Tactical Sector Rotation ETF
DWTR
$795K 0.01%
24,042
+2,110
+10% +$67.3K
EGBN icon
1448
Eagle Bancorp
EGBN
$867M
$793K 0.01%
16,355
+15,411
+1,633% +$697K
SCI icon
1449
Service Corp International
SCI
$11.4B
$793K 0.01%
17,226
+328
+2% +$14.8K
EOS
1450
Eaton Vance Enhance Equity Income Fund II
EOS
$1.14B
$792K 0.01%
44,446
+139
+0.3% +$2.39K
56 57
58
59 60

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.