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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDD icon
1401
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$847K 0.01%
59,340
-4,650
-7% -$62.2K
OGE icon
1402
OGE Energy
OGE
$10.3B
$846K 0.01%
19,057
+1,041
+6% +$45K
HYI
1403
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$843K 0.01%
53,840
-1,899
-3% -$29K
PJP icon
1404
Invesco Pharmaceuticals ETF
PJP
$425M
$843K 0.01%
13,022
-1,006
-7% -$61.2K
AOD
1405
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$842K 0.01%
92,736
+3,194
+4% +$27.3K
MTD icon
1406
Mettler-Toledo International
MTD
$26.8B
$842K 0.01%
1,863
+796
+75% +$575K
WU icon
1407
Western Union
WU
$2.57B
$842K 0.01%
31,666
-388
-1% -$10.1K
IAK icon
1408
iShares US Insurance ETF
IAK
$511M
$839K 0.01%
11,713
+7,473
+176% +$527K
NCLH icon
1409
Norwegian Cruise Line
NCLH
$8.89B
$839K 0.01%
14,589
+2,725
+23% +$144K
BSCE
1410
DELISTED
Invesco BulletShares 2023 USD Emerging Markets Debt ETF
BSCE
$836K 0.01%
31,960
+2,841
+10% +$74.6K
JQC icon
1411
Nuveen Credit Strategies Income Fund
JQC
$702M
$834K 0.01%
108,743
-39,052
-26% -$290K
QABA icon
1412
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$834K 0.01%
16,079
+953
+6% +$47.5K
IBDR icon
1413
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
$833K 0.01%
32,614
+24,637
+309% +$627K
HIE
1414
DELISTED
Miller/Howard High Income Equity Fund
HIE
$833K 0.01%
73,990
+8,457
+13% +$96.5K
FTHI icon
1415
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$830K 0.01%
36,315
+1,224
+3% +$27.6K
FNB icon
1416
FNB Corp
FNB
$6.78B
$828K 0.01%
64,776
-3,769
-5% -$46.2K
MFA
1417
MFA Financial
MFA
$929M
$828K 0.01%
26,998
-701
-3% -$21.4K
VKQ icon
1418
Invesco Municipal Trust
VKQ
$536M
$827K 0.01%
66,905
+15,992
+31% +$198K
GWX icon
1419
State Street SPDR S&P International Small Cap ETF
GWX
$861M
$824K 0.01%
25,985
-1,509
-5% -$46.6K
M icon
1420
Macy's
M
$6.15B
$824K 0.01%
48,544
+10,917
+29% +$171K
FBIN icon
1421
Fortune Brands Innovations
FBIN
$6.12B
$822K 0.01%
14,804
+559
+4% +$29.4K
ETY icon
1422
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
$820K 0.01%
65,209
-4,346
-6% -$52.9K
EWBC icon
1423
East-West Bancorp
EWBC
$17.9B
$819K 0.01%
17,034
-6,349
-27% -$286K
VSDA icon
1424
VictoryShares Dividend Accelerator ETF
VSDA
$244M
$818K 0.01%
22,811
+20,907
+1,098% +$727K
BHR
1425
Braemar Hotels & Resorts
BHR
$153M
$816K 0.01%
91,414
-672
-0.7% -$6.29K
55 56
57
58 59

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.