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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKTX icon
1351
MarketAxess Holdings
MKTX
$4.15B
$901K 0.01%
3,136
+753
+32% +$276K
UFPI icon
1352
UFP Industries
UFPI
$4.97B
$901K 0.01%
18,871
-7,646
-29% -$360K
INF
1353
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$900K 0.01%
64,457
+73
+0.1% +$993
CSW
1354
CSW Industrials
CSW
$4.71B
$899K 0.01%
11,677
– –
JWN
1355
DELISTED
Nordstrom
JWN
$899K 0.01%
22,061
+513
+2% +$19K
MCI
1356
Barings Corporate Investors
MCI
$340M
$899K 0.01%
53,324
+13,794
+35% +$231K
MSB
1357
Mesabi Trust
MSB
$295M
$899K 0.01%
38,164
-1,040
-3% -$24.1K
ALC icon
1358
Alcon
ALC
$33.1B
$896K 0.01%
16,513
-680
-4% -$38.9K
BURL icon
1359
Burlington
BURL
$22B
$896K 0.01%
3,931
+174
+5% +$36.4K
IVZ icon
1360
Invesco
IVZ
$13.3B
$894K 0.01%
49,899
+13,566
+37% +$231K
PHG icon
1361
Philips
PHG
$25.4B
$894K 0.01%
23,119
+6,410
+38% +$232K
SCD
1362
LMP Capital and Income Fund
SCD
$353M
$893K 0.01%
57,452
+4,902
+9% +$70.8K
CLH icon
1363
Clean Harbors
CLH
$16.1B
$892K 0.01%
10,679
+3,832
+56% +$311K
KSM
1364
DELISTED
DWS Strategic Municipal Income Trust
KSM
$891K 0.01%
75,021
+375
+0.5% +$4.52K
SBAC icon
1365
SBA Communications
SBAC
$18.4B
$889K 0.01%
3,692
-970
-21% -$230K
SHYD icon
1366
VanEck Short High Yield Muni ETF
SHYD
$447M
$888K 0.01%
35,240
+791
+2% +$19.9K
IMCG icon
1367
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$887K 0.01%
20,244
-5,208
-20% -$218K
SSRM icon
1368
SSR Mining
SSRM
$5.57B
$887K 0.01%
46,008
-612
-1% -$9.53K
QNST icon
1369
QuinStreet
QNST
$870M
$884K 0.01%
57,807
-645
-1% -$9.2K
DELL icon
1370
Dell
DELL
$283B
$883K 0.01%
34,376
+1,604
+5% +$41.7K
COR icon
1371
Cencora
COR
$60.3B
$882K 0.01%
12,563
+1,316
+12% +$113K
BIBL icon
1372
Inspire 100 ETF
BIBL
$495M
$881K 0.01%
28,971
+4,127
+17% +$120K
CBRL icon
1373
Cracker Barrel
CBRL
$1.2B
$881K 0.01%
5,728
+1,330
+30% +$209K
SBI
1374
Western Asset Intermediate Muni Fund
SBI
$109M
$874K 0.01%
96,237
-18,225
-16% -$167K
EXPD icon
1375
Expeditors International
EXPD
$22.9B
$872K 0.01%
11,241
-1,320
-11% -$98.9K
53 54
55
56 57

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.