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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSGP icon
1301
CoStar Group
CSGP
$11.3B
$981K 0.01%
22,550
+8,130
+56% +$475K
TLTE icon
1302
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$334M
$978K 0.01%
18,411
-4,539
-20% -$229K
VTN icon
1303
Invesco Trust for Investment Grade New York Municipals
VTN
$163M
$977K 0.01%
71,873
-14,773
-17% -$201K
DVYE icon
1304
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$976K 0.01%
24,106
-552
-2% -$21.3K
WST icon
1305
West Pharmaceutical
WST
$23.1B
$976K 0.01%
6,620
+926
+16% +$135K
FFA
1306
First Trust Enhanced Equity Income Fund
FFA
$447M
$974K 0.01%
56,114
+27,789
+98% +$455K
TER icon
1307
Teradyne
TER
$54.8B
$973K 0.01%
14,313
+6,488
+83% +$412K
UFOX
1308
Defiance Space and Connective Tech ETF
UFOX
$851M
$971K 0.01%
37,064
+2,556
+7% +$63.7K
SH icon
1309
ProShares Short S&P500
SH
$887M
$970K 0.01%
10,095
-34
-0.3% -$3.43K
NUBD icon
1310
Nuveen ESG US Aggregate Bond ETF
NUBD
$458M
$969K 0.01%
37,892
+6,054
+19% +$155K
CID
1311
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$968K 0.01%
28,211
-90
-0.3% -$2.95K
BHP icon
1312
BHP
BHP
$213B
$967K 0.01%
20,145
-4,544
-18% -$206K
INDA icon
1313
iShares MSCI India ETF
INDA
$6.71B
$967K 0.01%
27,495
-1,987
-7% -$68.1K
DRI icon
1314
Darden Restaurants
DRI
$22.5B
$963K 0.01%
8,816
-1,589
-15% -$180K
XPO icon
1315
XPO
XPO
$25B
$957K 0.01%
34,512
+12,433
+56% +$342K
CYBR
1316
DELISTED
CyberArk
CYBR
$955K 0.01%
8,425
+919
+12% +$103K
AVY icon
1317
Avery Dennison
AVY
$12.3B
$954K 0.01%
7,416
+2,450
+49% +$309K
CRSP icon
1318
CRISPR Therapeutics
CRSP
$4.58B
$953K 0.01%
15,649
+3,104
+25% +$169K
HFRO
1319
Highland Opportunities and Income Fund
HFRO
$407M
$952K 0.01%
76,611
+8,523
+13% +$103K
DWX icon
1320
State Street SPDR S&P International Dividend ETF
DWX
$521M
$950K 0.01%
23,640
-1,306
-5% -$52K
AVAV icon
1321
AeroVironment
AVAV
$7.57B
$949K 0.01%
15,364
+672
+5% +$40.3K
PBW icon
1322
Invesco WilderHill Clean Energy ETF
PBW
$390M
$949K 0.01%
27,706
+1,106
+4% +$33.8K
QSR icon
1323
Restaurant Brands International
QSR
$25.1B
$948K 0.01%
14,919
+894
+6% +$59.8K
TEI
1324
Templeton Emerging Markets Income Fund
TEI
$310M
$948K 0.01%
103,146
-4,269
-4% -$38.5K
OCSI
1325
DELISTED
Oaktree Strategic Income Corporation
OCSI
$945K 0.01%
115,416
+282
+0.2% +$2.31K
51 52
53
54 55

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.