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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHH icon
1276
Howard Hughes
HHH
$3.93B
$1.01M 0.01%
8,474
+786
+10% +$87.2K
PKG icon
1277
Packaging Corp of America
PKG
$22.7B
$1.01M 0.01%
9,792
+1,020
+12% +$113K
BSCO
1278
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.01M 0.01%
46,906
+4,470
+11% +$95.8K
BAUG icon
1279
Innovator US Equity Buffer ETF August
BAUG
$197M
$1M 0.01%
37,795
– –
DPZ icon
1280
Domino's
DPZ
$11B
$1M 0.01%
3,698
-220
-6% -$60.6K
JPC icon
1281
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$1M 0.01%
95,577
-9,746
-9% -$99K
JPEM icon
1282
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$381M
$1M 0.01%
17,538
+2,992
+21% +$163K
UBCP icon
1283
United Bancorp
UBCP
$94.3M
$1M 0.01%
69,925
+3,498
+5% +$43.6K
DBA icon
1284
Invesco DB Agriculture Fund
DBA
$1.26B
$996K 0.01%
60,219
-1,448
-2% -$23.4K
CQP icon
1285
Cheniere Energy
CQP
$31.8B
$995K 0.01%
25,086
-2,236
-8% -$94K
HUBB icon
1286
Hubbell
HUBB
$25.7B
$995K 0.01%
6,725
+512
+8% +$72.9K
ROM icon
1287
ProShares Ultra Technology
ROM
$1.13B
$995K 0.01%
50,048
-728
-1% -$12.7K
EQC
1288
DELISTED
Equity Commonwealth
EQC
$994K 0.01%
30,526
+8,253
+37% +$265K
UMPQ
1289
DELISTED
Umpqua Holdings Corp
UMPQ
$993K 0.01%
56,068
-4,895
-8% -$81K
WORK
1290
DELISTED
Slack Technologies, Inc.
WORK
$993K 0.01%
44,138
+11,061
+33% +$246K
CXO
1291
DELISTED
CONCHO RESOURCES INC.
CXO
$991K 0.01%
11,311
-949
-8% -$68.5K
HBI
1292
DELISTED
Hanesbrands
HBI
$989K 0.01%
66,697
-48,279
-42% -$734K
NSP icon
1293
Insperity
NSP
$1.85B
$989K 0.01%
11,495
-110
-0.9% -$9.57K
PAAS icon
1294
Pan American Silver
PAAS
$18.6B
$988K 0.01%
41,946
+872
+2% +$16.2K
ACAD icon
1295
Acadia Pharmaceuticals
ACAD
$4.25B
$987K 0.01%
23,445
+427
+2% +$18.6K
CRUS icon
1296
Cirrus Logic
CRUS
$6.74B
$987K 0.01%
11,918
-1,258
-10% -$85.2K
ZM icon
1297
Zoom
ZM
$25.8B
$987K 0.01%
14,914
+2,589
+21% +$178K
ING icon
1298
ING
ING
$93.8B
$985K 0.01%
81,636
-4,386
-5% -$50.2K
SGDJ icon
1299
Sprott Junior Gold Miners ETF
SGDJ
$272M
$984K 0.01%
28,967
+401
+1% +$12.4K
UAL icon
1300
United Airlines
UAL
$38.4B
$984K 0.01%
11,293
-229
-2% -$20.6K
50 51
52
53 54

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.