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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
1251
VanEck Agribusiness ETF
MOO
$989M
$1.06M 0.01%
15,375
+1,270
+9% +$84.7K
NTR icon
1252
Nutrien
NTR
$32.7B
$1.06M 0.01%
22,170
+3,652
+20% +$176K
VHC icon
1253
VirnetX Holding Corp
VHC
$52.3M
$1.06M 0.01%
13,899
– –
WBS icon
1254
Webster Financial
WBS
$12.3B
$1.05M 0.01%
20,332
-25,752
-56% -$1.24M
EPR icon
1255
EPR Properties
EPR
$4.86B
$1.05M 0.01%
15,190
-2,700
-15% -$199K
AYX
1256
DELISTED
Alteryx Inc
AYX
$1.05M 0.01%
10,698
+1,479
+16% +$150K
APTS
1257
DELISTED
Preferred Apartment Communities, Inc.
APTS
$1.05M 0.01%
79,027
-5,712
-7% -$78.9K
PSR icon
1258
Invesco Active US Real Estate Fund
PSR
$60.7M
$1.05M 0.01%
11,235
+10,462
+1,353% +$999K
MCA
1259
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$1.05M 0.01%
73,758
-2,909
-4% -$41.4K
FMHI icon
1260
First Trust Municipal High Income ETF
FMHI
$980M
$1.05M 0.01%
19,651
+11,935
+155% +$635K
ZION icon
1261
Zions Bancorporation
ZION
$10.1B
$1.04M 0.01%
20,060
-3,840
-16% -$186K
JDD
1262
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.04M 0.01%
95,399
+1,175
+1% +$12.8K
EVG
1263
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$1.04M 0.01%
76,872
+3,219
+4% +$42.8K
VOOV icon
1264
Vanguard S&P 500 Value ETF
VOOV
$6.58B
$1.04M 0.01%
8,254
-476
-5% -$57.2K
GRC icon
1265
Gorman-Rupp
GRC
$2.16B
$1.03M 0.01%
27,611
+4,500
+19% +$164K
UAA icon
1266
Under Armour
UAA
$3B
$1.03M 0.01%
47,950
-10,560
-18% -$205K
MKL icon
1267
Markel Group
MKL
$25B
$1.03M 0.01%
895
-52
-5% -$59.2K
IONS icon
1268
Ionis Pharmaceuticals
IONS
$9.35B
$1.02M 0.01%
17,084
-28
-0.2% -$1.67K
CY
1269
DELISTED
Cypress Semiconductor
CY
$1.02M 0.01%
43,910
-4,872
-10% -$114K
ROBO icon
1270
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
$1.02M 0.01%
24,366
-642
-3% -$25.9K
CWCO icon
1271
Consolidated Water Co
CWCO
$469M
$1.02M 0.01%
62,488
-1,509
-2% -$24.9K
EG icon
1272
Everest Group
EG
$15.2B
$1.02M 0.01%
3,668
-46
-1% -$12.1K
LW icon
1273
Lamb Weston
LW
$6.82B
$1.01M 0.01%
12,799
+63
+0.5% +$5.07K
BBBY
1274
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.01M 0.01%
58,675
+5,153
+10% +$72.2K
PAA icon
1275
Plains All American Pipeline
PAA
$17.4B
$1.01M 0.01%
54,922
-3,739
-6% -$68.7K
49 50
51
52 53

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.