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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JTD
1226
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$1.1M 0.01%
63,259
-28,520
-31% -$487K
OMFL icon
1227
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$1.09M 0.01%
32,721
+7,446
+29% +$239K
UYG icon
1228
ProShares Ultra Financials
UYG
$811M
$1.09M 0.01%
20,465
-5,505
-21% -$274K
CVA
1229
DELISTED
Covanta Holding Corporation
CVA
$1.09M 0.01%
73,336
+13,724
+23% +$209K
STBA icon
1230
S&T Bancorp
STBA
$1.86B
$1.09M 0.01%
26,789
+333
+1% +$12.6K
ADX icon
1231
Adams Diversified Equity Fund
ADX
$3.17B
$1.08M 0.01%
68,856
+705
+1% +$11.2K
CCK icon
1232
Crown Holdings
CCK
$12.8B
$1.08M 0.01%
15,020
+913
+6% +$65.1K
KDP icon
1233
Keurig Dr Pepper
KDP
$40.4B
$1.08M 0.01%
37,494
+3,429
+10% +$98.5K
UUP icon
1234
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
$1.08M 0.01%
41,676
-42
-0.1% -$1.12K
USO icon
1235
United States Oil Fund
USO
$2.45B
$1.08M 0.01%
10,562
-2,779
-21% -$264K
RPAI
1236
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$1.08M 0.01%
80,643
-4,115
-5% -$55.3K
STOR
1237
DELISTED
STORE Capital Corporation
STOR
$1.08M 0.01%
28,954
+1,291
+5% +$50K
FUN icon
1238
Cedar Fair
FUN
$1.78B
$1.08M 0.01%
19,432
-1,621
-8% -$91.2K
SIRI icon
1239
SiriusXM
SIRI
$10B
$1.08M 0.01%
15,001
+444
+3% +$29.9K
ADAM
1240
Adamas Trust
ADAM
$777M
$1.07M 0.01%
43,123
+22,110
+105% +$548K
MIC
1241
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.07M 0.01%
25,805
-3,925
-13% -$162K
JD icon
1242
JD.com
JD
$40.8B
$1.07M 0.01%
30,593
-2,380
-7% -$76.8K
IVOO icon
1243
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$1.07M 0.01%
17,632
+1,414
+9% +$94.6K
ORI icon
1244
Old Republic International
ORI
$10.3B
$1.07M 0.01%
47,894
-1,585
-3% -$36.1K
BPY
1245
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1.07M 0.01%
58,527
-327
-0.6% -$6.18K
BFK
1246
DELISTED
BlackRock Municipal Income Trust
BFK
$1.07M 0.01%
75,323
+4,200
+6% +$58.9K
TRP icon
1247
TC Energy
TRP
$73.5B
$1.07M 0.01%
20,021
-4,142
-17% -$212K
RFI
1248
Cohen & Steers Total Return Realty Fund
RFI
$313M
$1.06M 0.01%
73,606
+4,481
+6% +$66.5K
GSIE icon
1249
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$1.06M 0.01%
34,996
-5,405
-13% -$158K
NMFC icon
1250
New Mountain Finance
NMFC
$646M
$1.06M 0.01%
77,051
+29,687
+63% +$402K
48 49
50
51 52

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.