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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTGC icon
1201
Hercules Capital
HTGC
$2.94B
$1.14M 0.01%
81,045
-84
-0.1% -$1.17K
HQH
1202
abrdn Healthcare Investors
HQH
$1.23B
$1.14M 0.01%
54,310
+6,654
+14% +$132K
WCG
1203
DELISTED
Wellcare Health Plans, Inc.
WCG
$1.13M 0.01%
3,436
+2,757
+406% +$828K
CHY
1204
Calamos Convertible and High Income Fund
CHY
$1.03B
$1.13M 0.01%
99,313
+409
+0.4% +$4.6K
BTZ icon
1205
BlackRock Credit Allocation Income Trust
BTZ
$927M
$1.13M 0.01%
80,956
-1,237
-2% -$16.9K
TEAM icon
1206
Atlassian
TEAM
$22B
$1.13M 0.01%
9,385
+197
+2% +$24K
ARKG icon
1207
ARK Genomic Revolution ETF
ARKG
$1.51B
$1.13M 0.01%
38,992
-9,801
-20% -$311K
DSM
1208
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$1.13M 0.01%
141,265
+18,444
+15% +$153K
MRO
1209
DELISTED
Marathon Oil Corporation
MRO
$1.13M 0.01%
82,918
-12,765
-13% -$156K
TMUS icon
1210
T-Mobile US
TMUS
$193B
$1.12M 0.01%
14,300
+2,259
+19% +$178K
VSLR
1211
DELISTED
VIVINT SOLAR, INC.
VSLR
$1.12M 0.01%
154,217
-25,742
-14% -$182K
BLE
1212
DELISTED
BlackRock Municipal Income Trust II
BLE
$1.11M 0.01%
73,660
-4,000
-5% -$60.3K
PFXF icon
1213
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$1.11M 0.01%
55,098
+2,304
+4% +$46.3K
FEP icon
1214
First Trust Europe AlphaDEX Fund
FEP
$513M
$1.11M 0.01%
29,410
-3,556
-11% -$128K
WRB icon
1215
W.R. Berkley
WRB
$28B
$1.11M 0.01%
36,250
-675
-2% -$20.8K
FNY icon
1216
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$1.11M 0.01%
23,168
+1,055
+5% +$48.9K
LNC icon
1217
Lincoln National
LNC
$7.91B
$1.11M 0.01%
18,799
+966
+5% +$56.9K
DGX icon
1218
Quest Diagnostics
DGX
$25.1B
$1.11M 0.01%
10,812
-650
-6% -$67.8K
FT
1219
Franklin Universal Trust
FT
$201M
$1.11M 0.01%
140,161
-7,077
-5% -$54.1K
REET icon
1220
iShares Global REIT ETF
REET
$5.12B
$1.11M 0.01%
40,655
-6,864
-14% -$193K
XHE icon
1221
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
$1.1M 0.01%
16,459
-18,416
-53% -$1.5M
RCL icon
1222
Royal Caribbean
RCL
$78.7B
$1.1M 0.01%
8,929
+19
+0.2% +$2.21K
IBDP
1223
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$1.1M 0.01%
42,777
+4,679
+12% +$120K
LQDH icon
1224
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
$1.1M 0.01%
11,514
-1,886
-14% -$178K
CHKP icon
1225
Check Point Software Technologies
CHKP
$13.3B
$1.1M 0.01%
10,323
+725
+8% +$81.5K
47 48
49
50 51

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.