Ladenburg Thalmann Financial Services’s ARK Genomic Revolution ETF ARKG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ARKG Stock Details ARKG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.13M	Sell	38,992 -9,801	-20%	-$311K	0.01%	1207
2019 Q3	$1.17M	Buy	48,793 +17,555	+56%	+$571K	0.01%	1140
2019 Q2	$1.08M	Buy	31,238 +5,367	+21%	+$172K	0.01%	1181
2019 Q1	$852K	Buy	25,871 +10,629	+70%	+$314K	0.01%	1294
2018 Q4	$366K	Buy	15,242 +6,191	+68%	+$174K	﹤0.01%	1772
2018 Q3	$303K	Sell	9,051 -1,194	-12%	-$37.8K	﹤0.01%	1987
2018 Q2	$264K	Hold	10,245	–	–	﹤0.01%	2014
2018 Q1	$264K	Buy	10,245 +4,803	+88%	+$130K	﹤0.01%	2014
2017 Q4	$133K	Sell	5,442 -1,987	-27%	-$50.3K	﹤0.01%	2514
2017 Q3	$195K	Buy	7,429 +2,425	+48%	+$57K	﹤0.01%	2128
2017 Q2	$112K	Buy	5,004 +2,104	+73%	+$43.9K	﹤0.01%	2450
2017 Q1	$60K	Hold	2,900	–	–	﹤0.01%	2773
2016 Q4	$49K	Hold	2,900	–	–	﹤0.01%	2855
2016 Q3	$58K	Hold	2,900	–	–	﹤0.01%	2670
2016 Q2	$49K	Hold	2,900	–	–	﹤0.01%	2685
2016 Q1	$51K	Buy	+2,900	New	+$49.6K	﹤0.01%	2574

Other funds holding ARKG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

CAN

Claraphi Advisory Network Aliso Viejo, United States $251M AUM 9.29% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ARKG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its ARK Genomic Revolution ETF (ARKG) stake by 20% in Q4 2019, selling an estimated $311K and leaving 38,992 shares worth $1.13M. The position accounts for 0.01% of the portfolio, ranked #1207.

Ladenburg Thalmann Financial Services first reported a position in ARKG in Q1 2016 and has held it in 16 quarters since. The position peaked at $1.17M in Q3 2019. 93 funds tracked by Wall St. Rank hold ARKG as of Q4 2019.

Ladenburg Thalmann Financial Services held 38,992 shares of ARK Genomic Revolution ETF worth $1.13M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 9,801 ARK Genomic Revolution ETF shares in Q4 2019, an estimated $311K.
ARK Genomic Revolution ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1207 holding.
Ladenburg Thalmann Financial Services first reported a position in ARK Genomic Revolution ETF in Q1 2016 and has held it in 16 quarters since.
Ladenburg Thalmann Financial Services's ARK Genomic Revolution ETF position peaked at $1.17M in Q3 2019.
93 funds tracked by Wall St. Rank held ARK Genomic Revolution ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.