Ladenburg Thalmann Financial Services’s VanEck Preferred Securities ex Financials ETF PFXF Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PFXF Stock Details PFXF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.11M	Buy	55,098 +2,304	+4%	+$46.3K	0.01%	1213
2019 Q3	$1.07M	Buy	52,794 +2,827	+6%	+$56.5K	0.01%	1202
2019 Q2	$987K	Buy	49,967 +838	+2%	+$16.3K	0.01%	1248
2019 Q1	$953K	Sell	49,129 -5,722	-10%	-$108K	0.01%	1222
2018 Q4	$972K	Buy	54,851 +351	+0.6%	+$6.48K	0.01%	1073
2018 Q3	$1.06M	Buy	54,500 +5,793	+12%	+$113K	0.01%	1086
2018 Q2	$935K	Hold	48,707	–	–	0.01%	1109
2018 Q1	$935K	Buy	48,707 +1,992	+4%	+$38.3K	0.01%	1109
2017 Q4	$918K	Buy	46,715 +9,491	+25%	+$189K	0.01%	1125
2017 Q3	$746K	Buy	37,224 +8,162	+28%	+$164K	0.01%	1184
2017 Q2	$586K	Sell	29,062 -7,803	-21%	-$157K	0.01%	1283
2017 Q1	$728K	Sell	36,865 -56,087	-60%	-$1.11M	0.01%	1079
2016 Q4	$1.8M	Sell	92,952 -8,728	-9%	-$172K	0.03%	559
2016 Q3	$2.11M	Buy	101,680 +2,206	+2%	+$46K	0.03%	481
2016 Q2	$2.07M	Buy	99,474 +735	+0.7%	+$15K	0.03%	451
2016 Q1	$1.97M	Buy	98,739 +57,073	+137%	+$1.1M	0.03%	438
2015 Q4	$802K	Buy	41,666 +1,390	+3%	+$27K	0.01%	785
2015 Q3	$793K	Buy	40,276 +11,756	+41%	+$235K	0.02%	745
2015 Q2	$577K	Buy	28,520 +21,920	+332%	+$453K	0.01%	982
2015 Q1	$137K	Buy	6,600 +700	+12%	+$14.6K	﹤0.01%	1847
2014 Q4	$121K	Buy	+5,900	New	+$121K	﹤0.01%	1773
2014 Q1	–	Sell	-1,925	Closed	-$36K	–	3825
2013 Q4	$36K	Sell	1,925 -6,025	-76%	-$116K	﹤0.01%	2139
2013 Q3	$153K	Sell	7,950 -1,275	-14%	-$24.7K	0.01%	1143
2013 Q2	$183K	Buy	+9,225	New	+$188K	0.01%	1013

Other funds holding PFXF

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

Plimoth Trust Plymouth, Massachusetts $447M AUM 24.12% 1-Year Est. Return

1IA

1834 Investment Advisors Milwaukee, Wisconsin $801M AUM 18.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

ARG

Advisory Resource Group Tulsa, Oklahoma $665M AUM 29.27% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PFXF Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its VanEck Preferred Securities ex Financials ETF (PFXF) stake by 4.4% in Q4 2019, buying an estimated $46.3K and bringing the position to 55,098 shares worth $1.11M. The position accounts for 0.01% of the portfolio, ranked #1213.

Ladenburg Thalmann Financial Services first reported a position in PFXF in Q2 2013 and has held it in 24 quarters since. The position peaked at $2.11M in Q3 2016. 101 funds tracked by Wall St. Rank hold PFXF as of Q4 2019.

Ladenburg Thalmann Financial Services held 55,098 shares of VanEck Preferred Securities ex Financials ETF worth $1.11M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 2,304 VanEck Preferred Securities ex Financials ETF shares in Q4 2019, an estimated $46.3K.
VanEck Preferred Securities ex Financials ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1213 holding.
Ladenburg Thalmann Financial Services first reported a position in VanEck Preferred Securities ex Financials ETF in Q2 2013 and has held it in 24 quarters since.
Ladenburg Thalmann Financial Services's VanEck Preferred Securities ex Financials ETF position peaked at $2.11M in Q3 2016.
101 funds tracked by Wall St. Rank held VanEck Preferred Securities ex Financials ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.