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VanEck Preferred Securities ex Financials ETF

101 hedge funds and large institutions have $90M invested in VanEck Preferred Securities ex Financials ETF in 2019 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 9

115% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 20

16% more capital invested

Capital invested by funds: $77.7M → $90M (+$12.3M)

10% more funds holding

Funds holding: 92101 (+9)

0.61% more ownership

Funds ownership: 11.07%11.68% (+0.61%)

Holders
101
Holders Change
+9
Holders Change %
+9.78%
% of All Funds
1.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
43
Reduced
20
Closed
9
Calls
$364K
Puts
Net Calls
+$364K
Net Calls Change
+$364K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$10.3M +$2.66M +132,246 +35%
Morgan Stanley
2
Morgan Stanley
New York
$7.05M -$48K -2,388 -0.7%
Bank of America
3
Bank of America
North Carolina
$6.47M +$631K +31,412 +11%
TYCC
4
Texas Yale Capital Corp
Florida
$6.27M +$80 +4 +0%
PT
5
Plimoth Trust
Massachusetts
$5.12M +$91.3K +4,542 +2%
1IA
6
1834 Investment Advisors
Wisconsin
$4.1M +$1.53M +76,317 +60%
Wells Fargo
7
Wells Fargo
California
$3.96M -$737K -36,688 -16%
Ameriprise
8
Ameriprise
Minnesota
$3.9M +$1.75M +87,188 +76%
ARG
9
Advisory Resource Group
Oklahoma
$2.69M +$179K +8,896 +7%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.51M +$1.35M +67,370 +118%
AG
11
Advisor Group
Arizona
$2.35M +$619K +30,798 +36%
Lido Advisors
12
Lido Advisors
California
$2.08M +$128K +6,356 +7%
JPLA
13
Joseph P. Lucia & Associates
New York
$2.01M +$485K +24,133 +32%
Mirae Asset Global Investments
14
Mirae Asset Global Investments
South Korea
$1.89M +$144K +7,151 +8%
UBS Group
15
UBS Group
Switzerland
$1.57M +$378K +18,786 +32%
CCG
16
Cypress Capital Group
Florida
$1.51M +$371K +18,450 +33%
Truist Financial
17
Truist Financial
North Carolina
$1.5M +$1.49M +73,925 New
LWS
18
Lucia Wealth Services
California
$1.43M -$119K -5,907 -8%
CPIG
19
Chicago Partners Investment Group
Illinois
$1.19M +$766K +38,095 +188%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.11M +$46.3K +2,304 +4%
BWM
21
BCS Wealth Management
Tennessee
$1.08M +$1.07M +53,203 New
AF
22
Advisornet Financial
Minnesota
$1.04M -$92.4K -4,595 -8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.02M +$82K +4,081 +9%
XF
24
XML Financial
Maryland
$933K +$927K +46,137 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$907K -$1.57K -78 -0.2%

PFXF Hedge Fund Activity: Q4 2019 in Review

101 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2019, worth a combined $90M — up 16% from $77.7M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFXF positions and 9 closed out — a net gain of 11 holders — while 43 added to existing stakes and 20 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.66M. The largest seller was Wells Fargo, cutting an estimated $737K.

  • 101 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2019, up from 92 in Q3 2019.
  • Funds reported $90M of VanEck Preferred Securities ex Financials ETF stock for Q4 2019, up 16% quarter-over-quarter.
  • 20 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2019 and 9 closed out, a net change of +11 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2019 was LPL Financial, an estimated $2.66M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2019 was Wells Fargo, an estimated $737K sold.

Based on aggregated 13F filings for Q4 2019.