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VanEck Preferred Securities ex Financials ETF

26 hedge funds and large institutions have $21.1M invested in VanEck Preferred Securities ex Financials ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

13% more funds holding

Funds holding: 2326 (+3)

8% more capital invested

Capital invested by funds: $19.4M → $21.1M (+$1.65M)

0.66% more ownership

Funds ownership: 11.47%12.13% (+0.66%)

Holders
26
Holders Change
+3
Holders Change %
+13.04%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
1
Apriem Advisors
California
$3.74M +$57.5K +2,799 +2%
1SB
2
1ST Source Bank
Indiana
$2.58M +$3.49K +170 +0.1%
LPL Financial
3
LPL Financial
California
$2.02M -$4.54K -221 -0.2%
GI
4
Gradient Investments
Minnesota
$1.92M +$615K +29,909 +47%
HW
5
Hancock Whitney
Mississippi
$1.58M
Morgan Stanley
6
Morgan Stanley
New York
$1.24M +$122K +5,916 +11%
PA
7
Pinnacle Associates
New York
$1.09M +$11.4K +555 +1%
ACM
8
Aviance Capital Management
Florida
$931K +$581K +28,289 +165%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$897K +$1.73K +84 +0.2%
WA
10
Wasatch Advisors
Utah
$819K
U
11
UBS
Switzerland
$704K -$151K -7,343 -18%
ICOA
12
Investment Centers of America
North Dakota
$668K +$73.5K +3,574 +12%
OCM
13
Orleans Capital Management
Louisiana
$614K +$41.1K +2,000 +7%
Jane Street
14
Jane Street
New York
$507K +$509K +24,769 New
IFB
15
iAB Financial Bank
Indiana
$336K
FWP
16
FAS Wealth Partners
Kansas
$294K -$95.7K -4,657 -24%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$260K +$26.1K +1,271 +11%
VKH
18
Virtu KCG Holdings
New York
$258K +$259K +12,581 New
PAG
19
Private Advisor Group
New Jersey
$198K -$59.6K -2,900 -23%
MFS
20
MSI Financial Services
Massachusetts
$194K -$33K -1,607 -14%
Bank of America
21
Bank of America
North Carolina
$107K +$18.7K +912 +21%
FANJ
22
Financial Architects (New Jersey)
New Jersey
$86K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$34K -$9.64K -469 -22%
Ameriprise
24
Ameriprise
Minnesota
$12K +$11.9K +580 New
SNT
25
Security National Trust
West Virginia
$9K

PFXF Hedge Fund Activity: Q3 2014 in Review

26 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2014, worth a combined $21.1M — up 8.5% from $19.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFXF positions and 1 closed out — a net gain of 3 holders — while 11 added to existing stakes and 6 trimmed.

The largest buyer was Gradient Investments, adding an estimated $615K. The largest seller was UBS, cutting an estimated $151K.

  • 26 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2014, up from 23 in Q2 2014.
  • Funds reported $21.1M of VanEck Preferred Securities ex Financials ETF stock for Q3 2014, up 8.5% quarter-over-quarter.
  • 4 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2014 and 1 closed out, a net change of +3 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2014 was Gradient Investments, an estimated $615K added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2014 was UBS, an estimated $151K sold.

Based on aggregated 13F filings for Q3 2014.