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VanEck Preferred Securities ex Financials ETF

59 hedge funds and large institutions have $60.8M invested in VanEck Preferred Securities ex Financials ETF in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

0% more funds holding

Funds holding: 5959 (0)

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

3.58% less ownership

Funds ownership: 17.64%14.06% (-3.6%)

17% less capital invested

Capital invested by funds: $73.1M → $60.8M (-$12.3M)

Holders
59
Holders Change
Holders Change %
0%
% of All Funds
1.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
19
Reduced
21
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Aviance Capital Management
Florida
$13.4M -$2.06M -103,863 -13%
GI
2
Gradient Investments
Minnesota
$8.66M +$949K +47,839 +12%
AA
3
Apriem Advisors
California
$5M +$360K +18,164 +8%
TYCC
4
Texas Yale Capital Corp
Florida
$4.32M +$309K +15,576 +8%
Morgan Stanley
5
Morgan Stanley
New York
$3.62M -$617K -31,109 -15%
LPL Financial
6
LPL Financial
California
$2.73M +$5.18K +261 +0.2%
Bank of America
7
Bank of America
North Carolina
$1.88M -$5.26M -265,112 -74%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$1.69M -$2.19M -110,426 -57%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.41M +$685K +34,522 +96%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.18M -$116K -5,868 -9%
FA
11
FDx Advisors
Illinois
$1.1M +$115K +5,807 +12%
OCM
12
Orleans Capital Management
Louisiana
$998K -$19.8K -1,000 -2%
BHTS
13
Bar Harbor Trust Services
Maine
$935K -$21.2K -1,071 -2%
PA
14
Pinnacle Associates
New York
$899K -$9.8K -494 -1%
UBS Group
15
UBS Group
Switzerland
$887K -$270K -13,628 -24%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$871K +$254K +12,819 +42%
SI
17
SII Investments
Wisconsin
$854K +$456K +22,991 +117%
1SB
18
1ST Source Bank
Indiana
$805K -$1.77M -89,069 -69%
ICOA
19
Investment Centers of America
North Dakota
$800K +$17.7K +894 +2%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$728K -$1.11M -56,087 -60%
Ameriprise
21
Ameriprise
Minnesota
$716K -$39.5K -1,992 -5%
CCG
22
Cypress Capital Group
Florida
$692K +$126K +6,350 +23%
AG
23
Advisor Group
Arizona
$654K +$32.8K +1,652 +5%
SPC
24
Sigma Planning Corp
Michigan
$406K +$6.23K +314 +2%
WI
25
Wintrust Investments
Illinois
$402K +$39.7K +2,000 +11%

PFXF Hedge Fund Activity: Q1 2017 in Review

59 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q1 2017, worth a combined $60.8M — down 17% from $73.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFXF positions and 8 closed out — a net gain of 1 holder — while 19 added to existing stakes and 21 trimmed.

The largest buyer was Gradient Investments, adding an estimated $949K. The largest seller was Bank of America, cutting an estimated $5.26M.

  • 59 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $60.8M of VanEck Preferred Securities ex Financials ETF stock for Q1 2017, down 17% quarter-over-quarter.
  • 9 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q1 2017 and 8 closed out, a net change of +1 holder.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q1 2017 was Gradient Investments, an estimated $949K added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q1 2017 was Bank of America, an estimated $5.26M sold.

Based on aggregated 13F filings for Q1 2017.