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VanEck Preferred Securities ex Financials ETF

32 hedge funds and large institutions have $22.2M invested in VanEck Preferred Securities ex Financials ETF in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

83% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 6

23% more funds holding

Funds holding: 2632 (+6)

5% more capital invested

Capital invested by funds: $21.1M → $22.2M (+$1.13M)

1.39% less ownership

Funds ownership: 12.13%10.75% (-1.4%)

Holders
32
Holders Change
+6
Holders Change %
+23.08%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
11
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
1
Apriem Advisors
California
$3.82M +$65.1K +3,167 +2%
1SB
2
1ST Source Bank
Indiana
$2.51M -$87K -4,234 -3%
GI
3
Gradient Investments
Minnesota
$2.39M +$459K +22,328 +24%
LPL Financial
4
LPL Financial
California
$2.18M +$137K +6,680 +7%
HW
5
Hancock Whitney
Mississippi
$1.59M
UBS Group
6
UBS Group
Switzerland
$1.35M +$1.35M +65,476 New
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.24M +$338K +16,439 +38%
Morgan Stanley
8
Morgan Stanley
New York
$1.17M -$80.7K -3,929 -6%
PA
9
Pinnacle Associates
New York
$1.09M -$10.2K -496 -0.9%
ACM
10
Aviance Capital Management
Florida
$1.01M +$74.6K +3,632 +8%
ICOA
11
Investment Centers of America
North Dakota
$671K +$678 +33 +0.1%
OCM
12
Orleans Capital Management
Louisiana
$660K +$42.1K +2,050 +7%
WA
13
Wasatch Advisors
Utah
$618K -$205K -10,000 -25%
IFB
14
iAB Financial Bank
Indiana
$348K +$10.3K +500 +3%
FWP
15
FAS Wealth Partners
Kansas
$300K +$4.13K +201 +1%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$259K -$2.77K -135 -1%
MFS
17
MSI Financial Services
Massachusetts
$206K +$10.6K +518 +5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$183K +$147K +7,150 +421%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$124K +$123K +6,000 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$121K +$121K +5,900 New
FANJ
21
Financial Architects (New Jersey)
New Jersey
$86K
Bank of America
22
Bank of America
North Carolina
$84K -$23.6K -1,149 -22%
GWA
23
Genesis Wealth Advisors
Massachusetts
$78.8K +$76.8K +3,740 New
NPC
24
National Planning Corporation
California
$76K +$75.5K +3,675 New
Creative Planning
25
Creative Planning
Kansas
$31K +$30.8K +1,500 New

PFXF Hedge Fund Activity: Q4 2014 in Review

32 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2014, worth a combined $22.2M — up 5.4% from $21.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFXF positions and 4 closed out — a net gain of 7 holders — while 11 added to existing stakes and 6 trimmed.

The largest buyer was Gradient Investments, adding an estimated $459K. The largest seller was Jane Street, exiting entirely with an estimated $507K sold.

  • 32 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2014, up from 26 in Q3 2014.
  • Funds reported $22.2M of VanEck Preferred Securities ex Financials ETF stock for Q4 2014, up 5.4% quarter-over-quarter.
  • 11 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2014 and 4 closed out, a net change of +7 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2014 was Gradient Investments, an estimated $459K added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2014 was Jane Street, an estimated $507K sold.

Based on aggregated 13F filings for Q4 2014.