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VanEck Preferred Securities ex Financials ETF

38 hedge funds and large institutions have $58M invested in VanEck Preferred Securities ex Financials ETF in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

31% more capital invested

Capital invested by funds: $44.4M → $58M (+$13.6M)

9% more funds holding

Funds holding: 3538 (+3)

6.43% more ownership

Funds ownership: 15.56%22% (+6.4%)

8% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 12

Holders
38
Holders Change
+3
Holders Change %
+8.57%
% of All Funds
1.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Aviance Capital Management
Florida
$21.3M +$21.7M +1,085,055 New
GI
2
Gradient Investments
Minnesota
$14.9M +$1.01M +50,639 +7%
AA
3
Apriem Advisors
California
$3.98M +$30.2K +1,508 +0.7%
1SB
4
1ST Source Bank
Indiana
$2.3M -$54.8K -2,738 -2%
LPL Financial
5
LPL Financial
California
$1.95M -$170K -8,526 -8%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.16M -$1.18M -58,871 -50%
PA
7
Pinnacle Associates
New York
$1.05M +$39.1K +1,955 +4%
Morgan Stanley
8
Morgan Stanley
New York
$913K -$5.89M -294,676 -86%
IFB
9
iAB Financial Bank
Indiana
$793K -$10K -500 -1%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$793K +$235K +11,756 +41%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$784K +$515K +25,744 +181%
UBS Group
12
UBS Group
Switzerland
$779K -$41.4K -2,069 -5%
ICOA
13
Investment Centers of America
North Dakota
$776K +$30.8K +1,542 +4%
OCM
14
Orleans Capital Management
Louisiana
$767K -$20K -1,000 -2%
Bank of America
15
Bank of America
North Carolina
$741K +$105K +5,249 +16%
MFS
16
MSI Financial Services
Massachusetts
$725K +$176K +8,814 +31%
BHTS
17
Bar Harbor Trust Services
Maine
$712K +$727K +36,360 New
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$678K +$198K +9,908 +40%
WA
19
Wasatch Advisors
Utah
$490K
Jane Street
20
Jane Street
New York
$359K -$1.42M -71,197 -80%
VKH
21
Virtu KCG Holdings
New York
$348K +$36.1K +1,807 +11%
DCM
22
Delta Capital Management
New Jersey
$289K +$295K +14,776 New
Stifel Financial
23
Stifel Financial
Missouri
$220K -$20K -999 -8%
BFEC
24
Benjamin F. Edwards & Company
Missouri
$205K +$144K +7,191 +219%
FWP
25
FAS Wealth Partners
Kansas
$199K -$76.7K -3,837 -27%

PFXF Hedge Fund Activity: Q3 2015 in Review

38 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2015, worth a combined $58M — up 31% from $44.4M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PFXF positions and 3 closed out — a net gain of 5 holders — while 11 added to existing stakes and 12 trimmed.

The largest buyer was Aviance Capital Management, opening a new position worth an estimated $21.7M. The largest seller was Morgan Stanley, cutting an estimated $5.89M.

  • 38 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2015, up from 35 in Q2 2015.
  • Funds reported $58M of VanEck Preferred Securities ex Financials ETF stock for Q3 2015, up 31% quarter-over-quarter.
  • 8 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2015 and 3 closed out, a net change of +5 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2015 was Aviance Capital Management, an estimated $21.7M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2015 was Morgan Stanley, an estimated $5.89M sold.

Based on aggregated 13F filings for Q3 2015.