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VanEck Preferred Securities ex Financials ETF

136 hedge funds and large institutions have $218M invested in VanEck Preferred Securities ex Financials ETF in 2021 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 51 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 8

96% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 26

18% more capital invested

Capital invested by funds: $186M → $218M (+$32.5M)

17% more funds holding

Funds holding: 116136 (+20)

1.96% more ownership

Funds ownership: 17.88%19.84% (+2%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
136
Holders Change
+20
Holders Change %
+17.24%
% of All Funds
2.09%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
28
Increased
51
Reduced
26
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$19.2M +$621K +28,846 +3%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$16.6M -$85.2K -3,961 -0.5%
1IA
3
1834 Investment Advisors
Wisconsin
$15.8M +$215K +9,968 +1%
Morgan Stanley
4
Morgan Stanley
New York
$13.6M +$2.52M +117,110 +23%
Wells Fargo
5
Wells Fargo
California
$11.3M +$1.64M +76,339 +17%
RH
6
RFG Holdings
Texas
$7.37M +$694K +32,231 +11%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.91M -$195K -9,062 -3%
UBS Group
8
UBS Group
Switzerland
$6.24M +$344K +15,974 +6%
Osaic Holdings
9
Osaic Holdings
Arizona
$5.74M +$1.14M +52,854 +25%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$5.29M +$1.22M +56,817 +31%
Bank of America
11
Bank of America
North Carolina
$4.98M +$13.8K +643 +0.3%
TYCC
12
Texas Yale Capital Corp
Florida
$4.88M -$193K -8,968 -4%
Sumitomo Mitsui Trust Group
13
Sumitomo Mitsui Trust Group
Japan
$4.52M -$390K -18,129 -8%
RRWA
14
Rainey & Randall Wealth Advisors
Florida
$3.4M +$935K +43,426 +39%
NAM
15
NTV Asset Management
West Virginia
$3.36M +$387K +18,000 +13%
BFS
16
Bard Financial Services
Connecticut
$3.34M
SIS
17
Sound Income Strategies
Florida
$3.31M +$818K +37,998 +34%
TWM
18
Tanager Wealth Management
United Kingdom
$3.17M +$3.12M +144,876 New
KAS
19
Kestra Advisory Services
Texas
$2.96M +$248K +11,537 +9%
MAWAG
20
Mid-American Wealth Advisory Group
Missouri
$2.92M +$2.88M +133,659 New
Ameriprise
21
Ameriprise
Minnesota
$2.9M +$489K +22,716 +21%
Lido Advisors
22
Lido Advisors
California
$2.89M +$107K +4,975 +4%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$2.83M +$929K +43,154 +50%
JPLA
24
Joseph P. Lucia & Associates
New York
$2.81M +$182K +8,455 +7%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$2.67M +$350K +16,263 +15%

PFXF Hedge Fund Activity: Q4 2021 in Review

136 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2021, worth a combined $218M — up 18% from $186M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new PFXF positions and 8 closed out — a net gain of 20 holders — while 51 added to existing stakes and 26 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.52M. The largest seller was Chicago Partners Investment Group, cutting an estimated $718K.

  • 136 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2021, up from 116 in Q3 2021.
  • Funds reported $218M of VanEck Preferred Securities ex Financials ETF stock for Q4 2021, up 18% quarter-over-quarter.
  • 28 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2021 and 8 closed out, a net change of +20 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2021 was Morgan Stanley, an estimated $2.52M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2021 was Chicago Partners Investment Group, an estimated $718K sold.

Based on aggregated 13F filings for Q4 2021.