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VanEck Preferred Securities ex Financials ETF

116 hedge funds and large institutions have $186M invested in VanEck Preferred Securities ex Financials ETF in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 57 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

235% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 17

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

16% more capital invested

Capital invested by funds: $160M → $186M (+$25.3M)

3% more funds holding

Funds holding: 113116 (+3)

1.53% more ownership

Funds ownership: 16.35%17.88% (+1.5%)

Holders
116
Holders Change
+3
Holders Change %
+2.65%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
57
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$18M +$2.95M +137,548 +19%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$16.2M -$147K -6,870 -0.9%
1IA
3
1834 Investment Advisors
Wisconsin
$15.1M +$2.18M +101,739 +17%
Morgan Stanley
4
Morgan Stanley
New York
$10.7M +$1.79M +83,493 +20%
Wells Fargo
5
Wells Fargo
California
$9.37M +$659K +30,721 +7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.89M +$2.4M +111,982 +53%
RH
7
RFG Holdings
Texas
$6.46M +$6.53M +304,552 New
UBS Group
8
UBS Group
Switzerland
$5.71M +$906K +42,209 +19%
TYCC
9
Texas Yale Capital Corp
Florida
$4.93M +$75.7K +3,530 +2%
Bank of America
10
Bank of America
North Carolina
$4.81M -$236K -10,996 -5%
Sumitomo Mitsui Trust Group
11
Sumitomo Mitsui Trust Group
Japan
$4.77M -$3.36M -156,477 -41%
Osaic Holdings
12
Osaic Holdings
Arizona
$4.44M +$429K +20,002 +11%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$3.93M +$1.85M +86,066 +87%
BFS
14
Bard Financial Services
Connecticut
$3.24M
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$3.12M +$72.9K +3,397 +2%
NAM
16
NTV Asset Management
West Virginia
$2.88M +$2.91M +135,700 New
Lido Advisors
17
Lido Advisors
California
$2.7M +$250K +11,635 +10%
KAS
18
Kestra Advisory Services
Texas
$2.62M +$202K +9,434 +8%
PT
19
Plimoth Trust
Massachusetts
$2.57M -$51.7K -2,409 -2%
Mirae Asset Global Investments
20
Mirae Asset Global Investments
South Korea
$2.55M
JPLA
21
Joseph P. Lucia & Associates
New York
$2.54M +$10.5K +490 +0.4%
SIS
22
Sound Income Strategies
Florida
$2.4M +$1.59M +74,134 +189%
PA
23
Procyon Advisors
Connecticut
$2.39M +$312K +14,547 +15%
RRWA
24
Rainey & Randall Wealth Advisors
Florida
$2.38M +$105K +4,915 +5%
Ameriprise
25
Ameriprise
Minnesota
$2.33M +$293K +13,657 +14%

PFXF Hedge Fund Activity: Q3 2021 in Review

116 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q3 2021, worth a combined $186M — up 16% from $160M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PFXF positions and 7 closed out — a net gain of 4 holders — while 57 added to existing stakes and 17 trimmed.

The largest buyer was RFG Holdings, opening a new position worth an estimated $6.53M. The largest seller was Sumitomo Mitsui Trust Group, cutting an estimated $3.36M.

  • 116 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q3 2021, up from 113 in Q2 2021.
  • Funds reported $186M of VanEck Preferred Securities ex Financials ETF stock for Q3 2021, up 16% quarter-over-quarter.
  • 11 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q3 2021 and 7 closed out, a net change of +4 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q3 2021 was RFG Holdings, an estimated $6.53M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q3 2021 was Sumitomo Mitsui Trust Group, an estimated $3.36M sold.

Based on aggregated 13F filings for Q3 2021.