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VanEck Preferred Securities ex Financials ETF

103 hedge funds and large institutions have $128M invested in VanEck Preferred Securities ex Financials ETF in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 46 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

207% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 15

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

22% more capital invested

Capital invested by funds: $105M → $128M (+$23M)

12% more funds holding

Funds holding: 92103 (+11)

1.48% more ownership

Funds ownership: 14.03%15.51% (+1.5%)

Holders
103
Holders Change
+11
Holders Change %
+11.96%
% of All Funds
1.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
21
Increased
46
Reduced
15
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$12.8M +$1.95M +97,687 +19%
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$9.03M -$288K -14,456 -3%
Morgan Stanley
3
Morgan Stanley
New York
$7.2M +$58.1K +2,914 +0.8%
Wells Fargo
4
Wells Fargo
California
$6.71M -$2.66M -133,465 -29%
1IA
5
1834 Investment Advisors
Wisconsin
$6.58M +$620K +31,067 +11%
CAM
6
Congress Asset Management
Massachusetts
$6.34M +$229K +11,465 +4%
Bank of America
7
Bank of America
North Carolina
$5.74M +$864K +43,293 +18%
PT
8
Plimoth Trust
Massachusetts
$5.16M +$122K +6,117 +2%
TYCC
9
Texas Yale Capital Corp
Florida
$4.92M +$359 +18 +0%
UBS Group
10
UBS Group
Switzerland
$3.67M +$182K +9,110 +5%
Osaic Holdings
11
Osaic Holdings
Arizona
$3.49M +$3.95K +198 +0.1%
BFS
12
Bard Financial Services
Connecticut
$3.15M +$3.06M +153,160 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.85M +$708K +35,497 +34%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.63M +$403K +20,197 +19%
SFBLI
15
Southern Farm Bureau Life Insurance
Mississippi
$2.49M +$2.42M +121,052 New
JPLA
16
Joseph P. Lucia & Associates
New York
$2.26M +$129K +6,459 +6%
KAS
17
Kestra Advisory Services
Texas
$2.23M +$289K +14,503 +15%
Lido Advisors
18
Lido Advisors
California
$2.15M -$464K -23,240 -18%
RRWA
19
Rainey & Randall Wealth Advisors
Florida
$2.13M +$448K +22,464 +28%
SWM
20
Stockman Wealth Management
Montana
$2.12M +$283K +14,174 +16%
Ameriprise
21
Ameriprise
Minnesota
$2.08M +$37.1K +1,858 +2%
PP
22
Prudential plc
United Kingdom
$1.65M -$798K -40,000 -33%
Truist Financial
23
Truist Financial
North Carolina
$1.48M +$173K +8,696 +14%
XF
24
XML Financial
Maryland
$1.34M +$115K +5,762 +10%
CCG
25
Cypress Capital Group
Florida
$1.33M -$71.8K -3,600 -5%

PFXF Hedge Fund Activity: Q4 2020 in Review

103 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2020, worth a combined $128M — up 22% from $105M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PFXF positions and 10 closed out — a net gain of 11 holders — while 46 added to existing stakes and 15 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.95M. The largest seller was Wells Fargo, cutting an estimated $2.66M.

  • 103 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2020, up from 92 in Q3 2020.
  • Funds reported $128M of VanEck Preferred Securities ex Financials ETF stock for Q4 2020, up 22% quarter-over-quarter.
  • 21 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2020 and 10 closed out, a net change of +11 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2020 was LPL Financial, an estimated $1.95M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2020 was Wells Fargo, an estimated $2.66M sold.

Based on aggregated 13F filings for Q4 2020.