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VanEck Preferred Securities ex Financials ETF

27 hedge funds and large institutions have $16.3M invested in VanEck Preferred Securities ex Financials ETF in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

4% more funds holding

Funds holding: 2627 (+1)

0.07% more ownership

Funds ownership: 12.89%12.96% (+0.07%)

13% less capital invested

Capital invested by funds: $18.6M → $16.3M (-$2.37M)

67% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 15

Holders
27
Holders Change
+1
Holders Change %
+3.85%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
5
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
1
Apriem Advisors
California
$3.49M -$26.7K -1,392 -0.7%
1SB
2
1ST Source Bank
Indiana
$2.71M -$75.7K -3,945 -3%
VKH
3
Virtu KCG Holdings
New York
$1.2M +$574K +29,925 +88%
LPL Financial
4
LPL Financial
California
$1.16M -$1.14M -59,413 -49%
Morgan Stanley
5
Morgan Stanley
New York
$979K -$402K -20,962 -29%
PA
6
Pinnacle Associates
New York
$856K -$131K -6,818 -13%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$817K -$9.51K -496 -1%
ICOA
8
Investment Centers of America
North Dakota
$702K -$97K -5,055 -12%
U
9
UBS
Switzerland
$586K -$272K -14,158 -31%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$520K +$256K +13,339 +94%
FWP
11
FAS Wealth Partners
Kansas
$421K +$428K +22,308 New
GI
12
Gradient Investments
Minnesota
$411K +$402K +20,981 +2,581%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$372K -$270K -14,100 -42%
PAG
14
Private Advisor Group
New Jersey
$325K +$330K +17,225 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$298K +$303K +15,800 New
IFB
16
iAB Financial Bank
Indiana
$290K +$3.84K +200 +1%
MFS
17
MSI Financial Services
Massachusetts
$266K -$278K -14,480 -51%
Verition Fund Management
18
Verition Fund Management
Connecticut
$241K +$245K +12,777 New
SB
19
Suntrust Banks
Georgia
$226K +$326 +17 +0.1%
Bank of America
20
Bank of America
North Carolina
$222K -$79.3K -4,136 -26%
ACM
21
Aviance Capital Management
Florida
$99K -$4.24K -221 -4%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$36K -$116K -6,025 -76%
AIG
23
American International Group
New York
$9.43K +$9.59K +500 New
WA
24
WFG Advisors
Texas
$8K -$11.5K -600 -57%
SNT
25
Security National Trust
West Virginia
$8K

PFXF Hedge Fund Activity: Q4 2013 in Review

27 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q4 2013, worth a combined $16.3M — down 13% from $18.6M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new PFXF positions and 5 closed out — a net gain of 1 holder — while 5 added to existing stakes and 15 trimmed.

The largest buyer was Virtu KCG Holdings, adding an estimated $574K. The largest seller was LPL Financial, cutting an estimated $1.14M.

  • 27 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q4 2013, up from 26 in Q3 2013.
  • Funds reported $16.3M of VanEck Preferred Securities ex Financials ETF stock for Q4 2013, down 13% quarter-over-quarter.
  • 6 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q4 2013 and 5 closed out, a net change of +1 holder.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q4 2013 was Virtu KCG Holdings, an estimated $574K added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q4 2013 was LPL Financial, an estimated $1.14M sold.

Based on aggregated 13F filings for Q4 2013.