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VanEck Preferred Securities ex Financials ETF

23 hedge funds and large institutions have $19.2M invested in VanEck Preferred Securities ex Financials ETF in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 7

18% more capital invested

Capital invested by funds: $16.3M → $19.2M (+$2.95M)

0.13% less ownership

Funds ownership: 12.96%12.83% (-0.13%)

15% less funds holding

Funds holding: 2723 (-4)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
11
Reduced
7
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
1
Apriem Advisors
California
$3.71M -$66.9K -3,391 -2%
1SB
2
1ST Source Bank
Indiana
$2.59M -$337K -17,071 -12%
LPL Financial
3
LPL Financial
California
$1.94M +$666K +33,788 +55%
HW
4
Hancock Whitney
Mississippi
$1.58M +$1.52M +77,148 New
Morgan Stanley
5
Morgan Stanley
New York
$1.34M +$272K +13,785 +27%
PA
6
Pinnacle Associates
New York
$928K +$59 +3 +0%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$889K +$2.64K +134 +0.3%
U
8
UBS
Switzerland
$857K +$214K +10,861 +35%
WA
9
Wasatch Advisors
Utah
$817K +$789K +40,000 New
ICOA
10
Investment Centers of America
North Dakota
$799K +$99.7K +5,055 +14%
GI
11
Gradient Investments
Minnesota
$790K +$332K +16,854 +77%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$594K +$262K +13,268 +84%
FWP
13
FAS Wealth Partners
Kansas
$484K +$26.9K +1,362 +6%
ACM
14
Aviance Capital Management
Florida
$369K +$253K +12,810 +244%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$357K -$44.5K -2,258 -11%
IFB
16
iAB Financial Bank
Indiana
$335K +$19.7K +1,000 +6%
PAG
17
Private Advisor Group
New Jersey
$332K -$18.7K -950 -6%
Jane Street
18
Jane Street
New York
$238K +$229K +11,626 New
MFS
19
MSI Financial Services
Massachusetts
$158K -$125K -6,355 -45%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$71K -$475K -24,102 -87%
Ameriprise
21
Ameriprise
Minnesota
$12K +$11.3K +575 New
SNT
22
Security National Trust
West Virginia
$9K
Bank of America
23
Bank of America
North Carolina
$7K -$225K -11,428 -97%
VKH
24
Virtu KCG Holdings
New York
-$1.2M -63,885 Closed
Verition Fund Management
25
Verition Fund Management
Connecticut
-$241K -12,777 Closed

PFXF Hedge Fund Activity: Q1 2014 in Review

23 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in VanEck Preferred Securities ex Financials ETF (PFXF) for Q1 2014, worth a combined $19.2M — up 18% from $16.3M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of PFXF and 4 opened new positions — a net loss of 4 holders — while 7 trimmed existing stakes and 11 added.

The largest buyer was Hancock Whitney, opening a new position worth an estimated $1.52M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $1.2M sold.

  • 23 institutional investors held VanEck Preferred Securities ex Financials ETF (PFXF) as of Q1 2014, down from 27 in Q4 2013.
  • Funds reported $19.2M of VanEck Preferred Securities ex Financials ETF stock for Q1 2014, up 18% quarter-over-quarter.
  • 4 funds opened new VanEck Preferred Securities ex Financials ETF positions in Q1 2014 and 8 closed out, a net change of -4 holders.
  • The largest VanEck Preferred Securities ex Financials ETF buyer in Q1 2014 was Hancock Whitney, an estimated $1.52M added.
  • The largest VanEck Preferred Securities ex Financials ETF seller in Q1 2014 was Virtu KCG Holdings, an estimated $1.2M sold.

Based on aggregated 13F filings for Q1 2014.