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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UA icon
1151
Under Armour Class C
UA
$2.92B
$1.21M 0.01%
62,894
-1,302
-2% -$22.9K
MYF
1152
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$1.21M 0.01%
85,637
+640
+0.8% +$9.05K
ARDC
1153
Are Dynamic Credit Allocation Fund
ARDC
$297M
$1.21M 0.01%
78,551
-1,541
-2% -$22.8K
HDB icon
1154
HDFC Bank
HDB
$119B
$1.2M 0.01%
37,984
+1,880
+5% +$57.3K
REGL icon
1155
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$1.2M 0.01%
20,000
-3,116
-13% -$184K
CZA icon
1156
Invesco Zacks Mid-Cap ETF
CZA
$188M
$1.2M 0.01%
15,591
-11,443
-42% -$855K
BGS icon
1157
B&G Foods
BGS
$285M
$1.2M 0.01%
66,728
+26,370
+65% +$444K
TRGP icon
1158
Targa Resources
TRGP
$60.4B
$1.2M 0.01%
29,351
-6,969
-19% -$270K
PW
1159
Power REIT
PW
$3.38M
$1.19M 0.01%
13,169
-455
-3% -$40.3K
WAB icon
1160
Wabtec
WAB
$51.1B
$1.19M 0.01%
18,672
+220
+1% +$16.3K
PCQ
1161
Pimco California Municipal Income Fund
PCQ
$162M
$1.19M 0.01%
59,810
+4,150
+7% +$83.1K
ABR icon
1162
Arbor Realty Trust
ABR
$960M
$1.18M 0.01%
82,485
-72,067
-47% -$1.02M
MFC icon
1163
Manulife Financial
MFC
$72.6B
$1.18M 0.01%
58,397
+6,300
+12% +$120K
SKT icon
1164
Tanger
SKT
$4.82B
$1.18M 0.01%
80,268
+36,749
+84% +$575K
RWO icon
1165
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$1.18M 0.01%
24,544
-5,394
-18% -$281K
MFIC icon
1166
MidCap Financial Investment
MFIC
$784M
$1.18M 0.01%
67,408
+22
+0% +$363
BF.A icon
1167
Brown-Forman Class A
BF.A
$12.3B
$1.18M 0.01%
18,743
+115
+0.6% +$7.06K
CMS icon
1168
CMS Energy
CMS
$23.1B
$1.18M 0.01%
19,579
+104
+0.5% +$6.48K
HAP icon
1169
VanEck Natural Resources ETF
HAP
$310M
$1.18M 0.01%
31,624
-1,263
-4% -$45.5K
CIEN icon
1170
Ciena
CIEN
$55.3B
$1.18M 0.01%
27,302
+10,892
+66% +$415K
ENPH icon
1171
Enphase Energy
ENPH
$4.84B
$1.17M 0.01%
44,635
+42,919
+2,501% +$977K
MVT
1172
DELISTED
BlackRock MuniVest Fund II
MVT
$1.17M 0.01%
79,232
-4,700
-6% -$68.8K
GNW icon
1173
Genworth Financial
GNW
$3.8B
$1.17M 0.01%
235,396
-136,182
-37% -$573K
FAX
1174
abrdn Asia-Pacific Income Fund
FAX
$590M
$1.17M 0.01%
45,761
-3,717
-8% -$95K
G icon
1175
Genpact
G
$5.3B
$1.17M 0.01%
27,387
-3,458
-11% -$138K
45 46
47
48 49

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.