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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STE icon
1101
Steris
STE
$20.9B
$1.3M 0.01%
8,537
+494
+6% +$72.4K
ISCF icon
1102
iShares International Small Cap Equity Factor ETF
ISCF
$651M
$1.3M 0.01%
40,723
+7,464
+22% +$224K
ATO icon
1103
Atmos Energy
ATO
$29.9B
$1.3M 0.01%
25,788
+14,659
+132% +$1.61M
CHI
1104
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.3M 0.01%
117,591
-8,711
-7% -$93.7K
CNC icon
1105
Centene
CNC
$31.3B
$1.29M 0.01%
20,596
-7,309
-26% -$397K
CATY icon
1106
Cathay General Bancorp
CATY
$4.2B
$1.29M 0.01%
33,951
+633
+2% +$23.1K
NS
1107
DELISTED
NuStar Energy L.P.
NS
$1.29M 0.01%
49,871
-1,915
-4% -$53.3K
BGH
1108
Barings Global Short Duration High Yield Fund
BGH
$281M
$1.29M 0.01%
73,518
+17,510
+31% +$298K
SWAN icon
1109
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$158M
$1.29M 0.01%
44,757
+165
+0.4% +$4.75K
KSS icon
1110
Kohl's
KSS
$2.03B
$1.28M 0.01%
25,431
+1,396
+6% +$71K
EAD
1111
Allspring Income Opportunities Fund
EAD
$372M
$1.28M 0.01%
152,326
-13,507
-8% -$112K
AMRN
1112
Amarin Corp
AMRN
$284M
$1.28M 0.01%
2,988
+145
+5% +$55.1K
GBX icon
1113
The Greenbrier Companies
GBX
$1.61B
$1.28M 0.01%
39,421
-642
-2% -$19.2K
IIM icon
1114
Invesco Value Municipal Income Trust
IIM
$583M
$1.28M 0.01%
83,363
-472
-0.6% -$7.28K
JEF icon
1115
Jefferies Financial Group
JEF
$12.9B
$1.28M 0.01%
62,472
+4,093
+7% +$77.4K
MRVL icon
1116
Marvell Technology
MRVL
$174B
$1.28M 0.01%
48,081
+19,405
+68% +$492K
OC icon
1117
Owens Corning
OC
$11.5B
$1.28M 0.01%
19,653
-5,156
-21% -$330K
EUSA icon
1118
iShares MSCI USA Equal Weighted ETF
EUSA
$1.84B
$1.27M 0.01%
19,917
-197
-1% -$12.1K
HPE icon
1119
Hewlett Packard
HPE
$63.2B
$1.27M 0.01%
79,878
+10,414
+15% +$166K
FPI
1120
Farmland Partners
FPI
$419M
$1.27M 0.01%
187,605
+3,691
+2% +$24.3K
MMU
1121
Western Asset Managed Municipals Fund
MMU
$549M
$1.27M 0.01%
95,433
+95
+0.1% +$1.3K
CACG
1122
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$1.27M 0.01%
36,865
+1,053
+3% +$34.8K
NEV
1123
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$1.27M 0.01%
85,342
+1,341
+2% +$19.6K
PNW icon
1124
Pinnacle West Capital
PNW
$12.9B
$1.27M 0.01%
14,258
-1,497
-10% -$135K
OLED icon
1125
Universal Display
OLED
$3.71B
$1.27M 0.01%
6,538
+106
+2% +$20K
43 44
45
46 47

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.