Ladenburg Thalmann Financial Services’s Allspring Income Opportunities Fund EAD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio EAD Stock Details EAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.28M	Sell	152,326 -13,507	-8%	-$112K	0.01%	1111
2019 Q3	$1.37M	Sell	165,833 -4,487	-3%	-$36.8K	0.01%	1033
2019 Q2	$1.4M	Buy	170,320 +10,661	+7%	+$85.5K	0.01%	993
2019 Q1	$1.26M	Buy	159,659 +8,587	+6%	+$66.4K	0.01%	1029
2018 Q4	$1.09M	Buy	151,072 +12,770	+9%	+$96.8K	0.01%	992
2018 Q3	$1.09M	Sell	138,302 -6,265	-4%	-$50K	0.01%	1067
2018 Q2	$1.16M	Hold	144,567	–	–	0.01%	981
2018 Q1	$1.16M	Buy	144,567 +1,170	+0.8%	+$9.62K	0.01%	981
2017 Q4	$1.21M	Buy	143,397 +41,211	+40%	+$350K	0.01%	951
2017 Q3	$894K	Buy	102,186 +10,456	+11%	+$89.9K	0.01%	1064
2017 Q2	$785K	Buy	91,730 +11,680	+15%	+$100K	0.01%	1096
2017 Q1	$673K	Buy	80,050 +32,338	+68%	+$274K	0.01%	1123
2016 Q4	$405K	Buy	47,712 +9,336	+24%	+$76.3K	0.01%	1393
2016 Q3	$321K	Buy	38,376 +1,320	+4%	+$10.9K	﹤0.01%	1448
2016 Q2	$292K	Buy	37,056 +6,570	+22%	+$50.9K	﹤0.01%	1432
2016 Q1	$232K	Sell	30,486 -2,846	-9%	-$20.4K	﹤0.01%	1516
2015 Q4	$248K	Buy	33,332 +4,617	+16%	+$35K	﹤0.01%	1435
2015 Q3	$218K	Buy	28,715 +147	+0.5%	+$1.17K	﹤0.01%	1432
2015 Q2	$236K	Sell	28,568 -29,125	-50%	-$255K	﹤0.01%	1491
2015 Q1	$508K	Sell	57,693 -392	-0.7%	-$3.47K	0.01%	1027
2014 Q4	$516K	Buy	58,085 +6,413	+12%	+$57.2K	0.01%	904
2014 Q3	$468K	Buy	51,672 +31,321	+154%	+$291K	0.01%	815
2014 Q2	$195K	Buy	20,351 +287	+1%	+$2.73K	0.01%	1210
2014 Q1	$190K	Buy	20,064 +3,988	+25%	+$37.1K	0.01%	1151
2013 Q4	$148K	Buy	16,076 +1,589	+11%	+$14.4K	﹤0.01%	1230
2013 Q3	$130K	Sell	14,487 -390	-3%	-$3.49K	﹤0.01%	1238
2013 Q2	$141K	Buy	+14,877	New	+$148K	0.01%	1132

Other funds holding EAD

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Ladenburg Thalmann Financial Services's EAD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Allspring Income Opportunities Fund (EAD) stake by 8.1% in Q4 2019, selling an estimated $112K and leaving 152,326 shares worth $1.28M. The position accounts for 0.01% of the portfolio, ranked #1111.

Ladenburg Thalmann Financial Services first reported a position in EAD in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.4M in Q2 2019. 61 funds tracked by Wall St. Rank hold EAD as of Q4 2019.

Ladenburg Thalmann Financial Services held 152,326 shares of Allspring Income Opportunities Fund worth $1.28M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 13,507 Allspring Income Opportunities Fund shares in Q4 2019, an estimated $112K.
Allspring Income Opportunities Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1111 holding.
Ladenburg Thalmann Financial Services first reported a position in Allspring Income Opportunities Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Allspring Income Opportunities Fund position peaked at $1.4M in Q2 2019.
61 funds tracked by Wall St. Rank held Allspring Income Opportunities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.