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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDV icon
1051
Vanguard World Funds Extended Duration ETF
EDV
$3.3B
$1.43M 0.01%
11,526
+1,118
+11% +$152K
BKK
1052
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$1.43M 0.01%
96,000
+600
+0.6% +$9.01K
BSL
1053
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$168M
$1.43M 0.01%
88,397
+4,724
+6% +$76.5K
GGM
1054
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$1.43M 0.01%
71,775
-2,060
-3% -$41.4K
FCVT icon
1055
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$1.42M 0.01%
42,883
+71
+0.2% +$2.28K
RIGS icon
1056
ALPS Strategic Income Fund
RIGS
$60.4M
$1.42M 0.01%
57,051
+1,394
+3% +$34.7K
SGDM icon
1057
Sprott Gold Miners ETF
SGDM
$551M
$1.42M 0.01%
56,390
+759
+1% +$17.7K
B
1058
Barrick Mining
B
$62.2B
$1.42M 0.01%
76,286
+19,063
+33% +$327K
FMO
1059
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1.42M 0.01%
35,801
-5,274
-13% -$205K
DIAX
1060
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$1.41M 0.01%
80,041
-1,152
-1% -$20.5K
HAS icon
1061
Hasbro
HAS
$12.6B
$1.41M 0.01%
17,033
+4,418
+35% +$460K
AHT
1062
Ashford Hospitality Trust
AHT
$21M
$1.41M 0.01%
505
-11
-2% -$30.8K
CHRW icon
1063
C.H. Robinson
CHRW
$22B
$1.41M 0.01%
18,131
+2,820
+18% +$225K
FDHY icon
1064
Fidelity High Yield Factor ETF
FDHY
$566M
$1.4M 0.01%
26,256
-1,474
-5% -$78.1K
ACP
1065
abrdn Income Credit Strategies Fund
ACP
$640M
$1.4M 0.01%
122,308
-19,962
-14% -$226K
HAL icon
1066
Halliburton
HAL
$27.9B
$1.39M 0.01%
56,861
+1,448
+3% +$30.5K
FCOR icon
1067
Fidelity Corporate Bond ETF
FCOR
$352M
$1.39M 0.01%
26,177
+3,927
+18% +$208K
AJG icon
1068
Arthur J. Gallagher & Co
AJG
$63.7B
$1.38M 0.01%
14,692
-1,510
-9% -$138K
KWEB icon
1069
KraneShares CSI China Internet ETF
KWEB
$5.2B
$1.38M 0.01%
29,495
+3,469
+13% +$159K
PSI icon
1070
Invesco Semiconductors ETF
PSI
$2.44B
$1.38M 0.01%
61,551
+22,386
+57% +$463K
XLNX
1071
DELISTED
Xilinx Inc
XLNX
$1.38M 0.01%
14,353
-1,328
-8% -$125K
FNV icon
1072
Franco-Nevada
FNV
$41.4B
$1.37M 0.01%
13,383
+1,469
+12% +$142K
BALL icon
1073
Ball Corp
BALL
$17B
$1.37M 0.01%
23,268
-6,396
-22% -$433K
SPTL icon
1074
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$1.37M 0.01%
40,958
-1,284
-3% -$51.3K
AKAM icon
1075
Akamai
AKAM
$16.8B
$1.36M 0.01%
15,922
-12,782
-45% -$1.12M
41 42
43
44 45

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.