Ladenburg Thalmann Financial Services’s First Trust SSI Strategic Convertible Securities ETF FCVT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FCVT Stock Details FCVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.42M	Buy	42,883 +71	+0.2%	+$2.28K	0.01%	1055
2019 Q3	$1.33M	Sell	42,812 -1,800	-4%	-$56.8K	0.01%	1041
2019 Q2	$1.41M	Buy	44,612 +4,126	+10%	+$127K	0.01%	992
2019 Q1	$1.24M	Buy	40,486 +26,595	+191%	+$788K	0.01%	1044
2018 Q4	$381K	Sell	13,891 -29,342	-68%	-$840K	﹤0.01%	1742
2018 Q3	$1.33M	Buy	43,233 +9,632	+29%	+$293K	0.01%	941
2018 Q2	$969K	Hold	33,601	–	–	0.01%	1093
2018 Q1	$969K	Buy	33,601 +4,773	+17%	+$140K	0.01%	1093
2017 Q4	$826K	Buy	28,828 +3,194	+12%	+$92.6K	0.01%	1193
2017 Q3	$735K	Buy	25,634 +3,576	+16%	+$101K	0.01%	1190
2017 Q2	$611K	Buy	22,058 +99	+0.5%	+$2.71K	0.01%	1258
2017 Q1	$593K	Buy	21,959 +21,746	+10,209%	+$579K	0.01%	1214
2016 Q4	$6K	Buy	+213	New	+$5.47K	﹤0.01%	4128

Other funds holding FCVT

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Verition Fund Management Greenwich, Connecticut $15.4B AUM 30.69% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FCVT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust SSI Strategic Convertible Securities ETF (FCVT) stake by 0.17% in Q4 2019, buying an estimated $2.28K and bringing the position to 42,883 shares worth $1.42M. The position accounts for 0.01% of the portfolio, ranked #1055.

Ladenburg Thalmann Financial Services first reported a position in FCVT in Q4 2016 and has held it in 13 quarters since. 57 funds tracked by Wall St. Rank hold FCVT as of Q4 2019.

Ladenburg Thalmann Financial Services held 42,883 shares of First Trust SSI Strategic Convertible Securities ETF worth $1.42M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 71 First Trust SSI Strategic Convertible Securities ETF shares in Q4 2019, an estimated $2.28K.
First Trust SSI Strategic Convertible Securities ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1055 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust SSI Strategic Convertible Securities ETF in Q4 2016 and has held it in 13 quarters since.
57 funds tracked by Wall St. Rank held First Trust SSI Strategic Convertible Securities ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.