We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOTZ icon
1076
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$1.36M 0.01%
62,340
-1,960
-3% -$41.4K
DMB
1077
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$197M
$1.36M 0.01%
93,403
-762
-0.8% -$10.9K
PKO
1078
DELISTED
Pimco Income Opportunity Fund
PKO
$1.36M 0.01%
49,197
-576
-1% -$15.7K
FAAR icon
1079
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$1.36M 0.01%
53,158
+27,193
+105% +$711K
KSU
1080
DELISTED
Kansas City Southern
KSU
$1.36M 0.01%
8,856
+3,840
+77% +$564K
PDT
1081
John Hancock Premium Dividend Fund
PDT
$634M
$1.36M 0.01%
75,422
+2,245
+3% +$39.3K
PMX
1082
DELISTED
PIMCO Municipal Income Fund III
PMX
$1.35M 0.01%
107,438
-108
-0.1% -$1.37K
NUAG icon
1083
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.1M
$1.35M 0.01%
54,715
-246,778
-82% -$6.1M
BYLD icon
1084
iShares Yield Optimized Bond ETF
BYLD
$447M
$1.34M 0.01%
52,406
+6,002
+13% +$153K
ROL icon
1085
Rollins
ROL
$18.6B
$1.34M 0.01%
60,852
-7,760
-11% -$184K
POWA icon
1086
Invesco Bloomberg Pricing Power ETF
POWA
$174M
$1.33M 0.01%
23,861
-9,114
-28% -$499K
SMG icon
1087
ScottsMiracle-Gro
SMG
$4.03B
$1.33M 0.01%
12,797
+206
+2% +$21.1K
BWX icon
1088
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$1.32M 0.01%
45,856
+6,431
+16% +$184K
LKQ icon
1089
LKQ Corp
LKQ
$6.58B
$1.31M 0.01%
36,832
+9,903
+37% +$336K
SSO icon
1090
ProShares Ultra S&P500
SSO
$7.82B
$1.31M 0.01%
69,696
+7,224
+12% +$124K
GLOF icon
1091
iShares Global Equity Factor ETF
GLOF
$213M
$1.31M 0.01%
42,166
-10,951
-21% -$329K
LYB icon
1092
LyondellBasell Industries
LYB
$19.5B
$1.31M 0.01%
19,142
+5,170
+37% +$474K
TM icon
1093
Toyota
TM
$210B
$1.31M 0.01%
9,600
-685
-7% -$95.7K
ETG
1094
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$1.31M 0.01%
72,546
-3,669
-5% -$63K
FGB
1095
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$1.31M 0.01%
218,721
+22,914
+12% +$140K
AES icon
1096
AES
AES
$10.6B
$1.31M 0.01%
65,635
+4,045
+7% +$72.4K
OIA icon
1097
Invesco Municipal Income Opportunities Trust
OIA
$295M
$1.31M 0.01%
164,522
+13,525
+9% +$106K
ARKW icon
1098
ARK Web x.0 ETF
ARKW
$1.64B
$1.3M 0.01%
22,751
+1,630
+8% +$86.7K
CBRE icon
1099
CBRE Group
CBRE
$40.8B
$1.3M 0.01%
23,182
+344
+2% +$19.1K
PH icon
1100
Parker-Hannifin
PH
$125B
$1.3M 0.01%
6,538
-1,911
-23% -$370K
42 43
44
45 46

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.