Ladenburg Thalmann Financial Services’s Pimco Income Opportunity Fund PKO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PKO Stock Details PKO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.36M	Sell	49,197 -576	-1%	-$15.7K	0.01%	1078
2019 Q3	$1.32M	Buy	49,773 +15,340	+45%	+$412K	0.01%	1048
2019 Q2	$934K	Sell	34,433 -22,124	-39%	-$590K	0.01%	1277
2019 Q1	$1.51M	Buy	56,557 +5,013	+10%	+$131K	0.01%	920
2018 Q4	$1.31M	Buy	51,544 +32,276	+168%	+$822K	0.01%	885
2018 Q3	$532K	Sell	19,268 -64,193	-77%	-$1.76M	﹤0.01%	1554
2018 Q2	$2.18M	Hold	83,461	–	–	0.02%	664
2018 Q1	$2.18M	Buy	83,461 +3,413	+4%	+$87.8K	0.02%	664
2017 Q4	$2.08M	Sell	80,048 -1,286	-2%	-$33.6K	0.02%	668
2017 Q3	$2.14M	Buy	81,334 +3,376	+4%	+$88.9K	0.02%	593
2017 Q2	$2.09M	Sell	77,958 -1,762	-2%	-$45.8K	0.02%	578
2017 Q1	$1.98M	Buy	79,720 +935	+1%	+$22.8K	0.03%	568
2016 Q4	$1.82M	Buy	78,785 +5,036	+7%	+$115K	0.03%	552
2016 Q3	$1.71M	Buy	73,749 +8,608	+13%	+$203K	0.03%	551
2016 Q2	$1.5M	Buy	65,141 +7,814	+14%	+$172K	0.02%	580
2016 Q1	$1.19M	Buy	57,327 +2,844	+5%	+$57K	0.02%	620
2015 Q4	$1.15M	Buy	54,483 +8,462	+18%	+$191K	0.02%	625
2015 Q3	$1.05M	Buy	46,021 +2,978	+7%	+$69.4K	0.02%	609
2015 Q2	$1.04M	Buy	43,043 +3,050	+8%	+$78.9K	0.02%	679
2015 Q1	$1.02M	Buy	39,993 +4,113	+11%	+$103K	0.02%	670
2014 Q4	$899K	Buy	35,880 +32,350	+916%	+$873K	0.02%	648
2014 Q3	$97K	Buy	3,530 +350	+11%	+$10K	﹤0.01%	1618
2014 Q2	$93K	Sell	3,180 -1,856	-37%	-$53.5K	﹤0.01%	1657
2014 Q1	$142K	Buy	5,036 +1,281	+34%	+$36.8K	﹤0.01%	1317
2013 Q4	$106K	Sell	3,755 -750	-17%	-$21K	﹤0.01%	1451
2013 Q3	$124K	Buy	4,505 +1,900	+73%	+$51.7K	﹤0.01%	1270
2013 Q2	$75K	Buy	+2,605	New	+$79K	﹤0.01%	1464

Other funds holding PKO

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

HKAM

Horizon Kinetics Asset Management New York $9.23B AUM 27.52% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.97B AUM 32.34% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

ECA

Elevated Capital Advisors Sandy, Utah $364M AUM 17.23% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PKO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Pimco Income Opportunity Fund (PKO) stake by 1.2% in Q4 2019, selling an estimated $15.7K and leaving 49,197 shares worth $1.36M. The position accounts for 0.01% of the portfolio, ranked #1078.

Ladenburg Thalmann Financial Services first reported a position in PKO in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.18M in Q2 2018. 51 funds tracked by Wall St. Rank hold PKO as of Q4 2019.

Ladenburg Thalmann Financial Services held 49,197 shares of Pimco Income Opportunity Fund worth $1.36M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 576 Pimco Income Opportunity Fund shares in Q4 2019, an estimated $15.7K.
Pimco Income Opportunity Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1078 holding.
Ladenburg Thalmann Financial Services first reported a position in Pimco Income Opportunity Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Pimco Income Opportunity Fund position peaked at $2.18M in Q2 2018.
51 funds tracked by Wall St. Rank held Pimco Income Opportunity Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.