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PKO

Pimco Income Opportunity Fund

Delisted

PKO was delisted on the 10th of December, 2021.

40 hedge funds and large institutions have $78.9M invested in Pimco Income Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

11% more funds holding

Funds holding: 3640 (+4)

5% more capital invested

Capital invested by funds: $75.2M → $78.9M (+$3.69M)

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

Holders
40
Holders Change
+4
Holders Change %
+11.11%
% of All Funds
1.16%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
13
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$17.2M +$3.53M +125,909 +26%
Cohen & Steers
2
Cohen & Steers
New York
$15.1M -$1.08M -38,613 -7%
GC
3
Guggenheim Capital
Illinois
$10.5M +$1.17M +41,530 +13%
Wells Fargo
4
Wells Fargo
California
$5.09M -$154K -5,472 -3%
Invesco
5
Invesco
Georgia
$4.93M +$1.04M +37,027 +27%
Morgan Stanley
6
Morgan Stanley
New York
$3.78M -$596K -21,251 -14%
Bank of America
7
Bank of America
North Carolina
$3.34M -$778K -27,716 -19%
NPC
8
National Planning Corporation
California
$2.98M +$431K +15,348 +17%
LPL Financial
9
LPL Financial
California
$2.56M +$72.9K +2,597 +3%
RCM
10
Rivernorth Capital Management
Florida
$1.78M -$3.39M -120,773 -66%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.54M +$21.6K +770 +1%
CIA
12
Capital Investment Advisors
Georgia
$1.34M +$1.33M +47,348 New
CS
13
Credit Suisse
Switzerland
$1.31M -$111K -3,945 -8%
KFS
14
KMS Financial Services
Washington
$1.13M +$70K +2,495 +7%
PWM
15
ParenteBeard Wealth Management
Pennsylvania
$834K +$4.07K +145 +0.5%
U
16
UBS
Switzerland
$819K -$390K -13,895 -32%
Creative Planning
17
Creative Planning
Kansas
$449K
Citigroup
18
Citigroup
New York
$434K -$150K -5,336 -26%
HCM
19
Hollencrest Capital Management
California
$428K +$426K +15,171 New
RJFSA
20
Raymond James Financial Services Advisors
Florida
$417K -$41.8K -1,490 -9%
FAAS
21
First Allied Advisory Services
California
$410K
GIP
22
Granite Investment Partners
California
$287K
MWR
23
McAdams Wright Ragen
Washington
$280K -$18.2K -650 -6%
SG Americas Securities
24
SG Americas Securities
New York
$267K +$265K +9,437 New
SFS
25
Shaker Financial Services
Virginia
$257K +$255K +9,100 New

PKO Hedge Fund Activity: Q4 2013 in Review

40 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Pimco Income Opportunity Fund (PKO) for Q4 2013, worth a combined $78.9M — up 4.9% from $75.2M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PKO positions and 4 closed out — a net gain of 4 holders — while 13 added to existing stakes and 13 trimmed.

The largest buyer was Horizon Kinetics, adding an estimated $3.53M. The largest seller was Rivernorth Capital Management, cutting an estimated $3.39M.

  • 40 institutional investors held Pimco Income Opportunity Fund (PKO) as of Q4 2013, up from 36 in Q3 2013.
  • Funds reported $78.9M of Pimco Income Opportunity Fund stock for Q4 2013, up 4.9% quarter-over-quarter.
  • 8 funds opened new Pimco Income Opportunity Fund positions in Q4 2013 and 4 closed out, a net change of +4 holders.
  • The largest Pimco Income Opportunity Fund buyer in Q4 2013 was Horizon Kinetics, an estimated $3.53M added.
  • The largest Pimco Income Opportunity Fund seller in Q4 2013 was Rivernorth Capital Management, an estimated $3.39M sold.

Based on aggregated 13F filings for Q4 2013.