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PKO

Pimco Income Opportunity Fund
PKO

Delisted

PKO was delisted on the 10th of December, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
– -$17.6M -716,612 Closed
Cohen & Steers
2
Cohen & Steers
New York
– -$6.17M -251,579 Closed
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
– -$5.19M -211,881 Closed
Invesco
4
Invesco
Georgia
– -$3.87M -157,819 Closed
WWMSC
5
Wagner Wealth Management (South Carolina)
South Carolina
– -$3.54M -143,030 Closed
SPC
6
Sigma Planning Corp
Michigan
– -$3.13M -127,597 Closed
Bank of America
7
Bank of America
North Carolina
– -$2.94M -119,891 Closed
Osaic Holdings
8
Osaic Holdings
Arizona
– -$2.63M -107,144 Closed
UBS Group
9
UBS Group
Switzerland
– -$1.78M -72,865 Closed
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
– -$1.65M -67,452 Closed
HKAM
11
Horizon Kinetics Asset Management
New York
– -$1.61M -65,861 Closed
MFW
12
Meristem Family Wealth
Minnesota
– -$1.39M -56,851 Closed
ACM
13
Anfield Capital Management
California
– -$1.2M -49,042 Closed
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
– -$711K -28,988 Closed
LPL Financial
15
LPL Financial
California
– -$625K -25,490 Closed
Wells Fargo
16
Wells Fargo
California
– -$608K -24,815 Closed
FFS
17
Founders Financial Securities
Maryland
– -$544K -22,200 Closed
SWM
18
Spire Wealth Management
Virginia
– -$519K -21,181 Closed
MML Investors Services
19
MML Investors Services
Massachusetts
– -$496K -20,227 Closed
KAS
20
Kestra Advisory Services
Texas
– -$490K -20,001 Closed
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
– -$409K -16,670 Closed
RCM
22
Rivernorth Capital Management
Florida
– -$392K -16,117 Closed
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
– -$394K -16,089 Closed
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
– -$389K -15,880 Closed
WIA
25
World Investment Advisors
California
– -$326K -13,192 Closed
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