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PKO

Pimco Income Opportunity Fund

Delisted

PKO was delisted on the 10th of December, 2021.

51 hedge funds and large institutions have $62.9M invested in Pimco Income Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

12% more capital invested

Capital invested by funds: $56.3M → $62.9M (+$6.58M)

6% more funds holding

Funds holding: 4851 (+3)

Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cohen & Steers
1
Cohen & Steers
New York
$14.7M -$796K -29,119 -5%
Morgan Stanley
2
Morgan Stanley
New York
$11.1M -$451K -16,491 -4%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$3.39M +$24.4K +894 +0.7%
MML Investors Services
4
MML Investors Services
Massachusetts
$3.14M +$202K +7,395 +7%
Invesco
5
Invesco
Georgia
$3.08M +$274K +10,007 +10%
HKAM
6
Horizon Kinetics Asset Management
New York
$2.85M -$16.6K -608 -0.6%
SPC
7
Sigma Planning Corp
Michigan
$2.7M +$177K +6,484 +7%
UBS Group
8
UBS Group
Switzerland
$1.93M -$64K -2,343 -3%
Wells Fargo
9
Wells Fargo
California
$1.7M +$40.5K +1,482 +2%
ECA
10
Elevated Capital Advisors
Utah
$1.66M +$1.64M +59,861 New
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.36M -$15.7K -576 -1%
Stifel Financial
12
Stifel Financial
Missouri
$1.29M +$1.27M +46,463 New
ACM
13
Anfield Capital Management
California
$1.09M +$1.11M +40,623 New
IWM
14
IHT Wealth Management
Illinois
$983K -$5.99K -219 -0.6%
GC
15
Guggenheim Capital
Illinois
$975K +$250K +9,136 +35%
LPL Financial
16
LPL Financial
California
$915K +$240K +8,780 +36%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$872K +$144K +5,273 +20%
BAM
18
Bruderman Asset Management
New York
$811K -$192K -7,017 -19%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$783K +$103K +3,776 +15%
AG
20
Advisor Group
Arizona
$721K +$237K +8,672 +50%
Mercer Global Advisors
21
Mercer Global Advisors
Colorado
$705K +$693K +25,363 New
FIA
22
Foundations Investment Advisors
Arizona
$609K +$592K +21,640 New
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$577K -$164K -5,994 -22%
AI
24
Atria Investments
North Carolina
$562K +$39.2K +1,435 +8%
TF
25
Trek Financial
Arizona
$548K +$26K +950 +5%

PKO Hedge Fund Activity: Q4 2019 in Review

51 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Pimco Income Opportunity Fund (PKO) for Q4 2019, worth a combined $62.9M — up 12% from $56.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PKO positions and 4 closed out — a net gain of 3 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Stifel Financial, opening a new position worth an estimated $1.27M. The largest seller was Founders Financial Securities, exiting entirely with an estimated $833K sold.

  • 51 institutional investors held Pimco Income Opportunity Fund (PKO) as of Q4 2019, up from 48 in Q3 2019.
  • Funds reported $62.9M of Pimco Income Opportunity Fund stock for Q4 2019, up 12% quarter-over-quarter.
  • 7 funds opened new Pimco Income Opportunity Fund positions in Q4 2019 and 4 closed out, a net change of +3 holders.
  • The largest Pimco Income Opportunity Fund buyer in Q4 2019 was Stifel Financial, an estimated $1.27M added.
  • The largest Pimco Income Opportunity Fund seller in Q4 2019 was Founders Financial Securities, an estimated $833K sold.

Based on aggregated 13F filings for Q4 2019.