NPC
PKO

National Planning Corporation’s Pimco Income Opportunity Fund PKO Stock Holding History

National Planning Corporation’s Portfolio PKO Stock Details PKO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-20,448
Closed -$549K – 795
2017
Q2 		$549K Sell
20,448
-7,438
-27% -$193K 0.04% 381
2017
Q1 		$703K Sell
27,886
-1,735
-6% -$42.2K 0.05% 304
2016
Q4 		$725K Sell
29,621
-85,926
-74% -$1.96M 0.06% 286
2016
Q3 		$2.54M Buy
115,547
+3,302
+3% +$77.7K 0.2% 107
2016
Q2 		$2.64M Buy
112,245
+52,244
+87% +$1.15M 0.2% 107
2016
Q1 		$1.33M Sell
60,001
-4,601
-7% -$92.2K 0.12% 180
2015
Q4 		$1.3M Sell
64,602
-1,734
-3% -$39.2K 0.11% 206
2015
Q3 		$1.55M Sell
66,336
-1,972
-3% -$46K 0.14% 158
2015
Q2 		$1.58M Sell
68,308
-25,027
-27% -$647K 0.14% 151
2015
Q1 		$2.45M Sell
93,335
-1,373
-1% -$34.5K 0.22% 102
2014
Q4 		$2.38M Sell
94,708
-14,684
-13% -$396K 0.17% 116
2014
Q3 		$3.02M Buy
109,392
+5,407
+5% +$155K 0.23% 85
2014
Q2 		$3.04M Buy
103,985
+2,097
+2% +$60.4K 0.24% 82
2014
Q1 		$2.84M Sell
101,888
-3,587
-3% -$103K 0.24% 79
2013
Q4 		$2.98M Buy
105,475
+15,348
+17% +$431K 0.27% 84
2013
Q3 		$2.49M Buy
90,127
+10,426
+13% +$284K 0.24% 92
2013
Q2 		$2.28M Buy
+79,701
New +$2.42M 0.28% 84

Other funds holding PKO

Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

National Planning Corporation's PKO Position: Q3 2017 in Review

National Planning Corporation sold out of Pimco Income Opportunity Fund (PKO) in Q3 2017, closing a stake of 20,448 shares — an estimated $549K sold.

National Planning Corporation first reported a position in PKO in Q2 2013 and held it in 17 quarters. The position peaked at $3.04M in Q2 2014. 41 funds tracked by Wall St. Rank hold PKO as of Q3 2017.

  • National Planning Corporation reported no remaining Pimco Income Opportunity Fund position as of Q3 2017 after selling out during the quarter.
  • National Planning Corporation sold 20,448 Pimco Income Opportunity Fund shares in Q3 2017, an estimated $549K.
  • National Planning Corporation first reported a position in Pimco Income Opportunity Fund in Q2 2013 and held it in 17 quarters.
  • National Planning Corporation's Pimco Income Opportunity Fund position peaked at $3.04M in Q2 2014.
  • 41 funds tracked by Wall St. Rank held Pimco Income Opportunity Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.