UBS’s Pimco Income Opportunity Fund PKO Stock Holding History

UBS’s Portfolio PKO Stock Details PKO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$997K	Buy	36,127 +4,694	+15%	+$134K	﹤0.01%	3591
2014 Q2	$920K	Sell	31,433 -302	-1%	-$8.7K	﹤0.01%	3623
2014 Q1	$896K	Buy	31,735 +2,748	+9%	+$78.9K	﹤0.01%	3592
2013 Q4	$819K	Sell	28,987 -13,895	-32%	-$390K	﹤0.01%	3764
2013 Q3	$1.18M	Buy	42,882 +14,818	+53%	+$403K	﹤0.01%	3161
2013 Q2	$803K	Buy	+28,064	New	+$851K	﹤0.01%	3578

Other funds holding PKO

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

NPC

National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

UBS's PKO Position: Q3 2014 in Review

UBS increased its Pimco Income Opportunity Fund (PKO) stake by 15% in Q3 2014, buying an estimated $134K and bringing the position to 36,127 shares worth $997K. The position accounts for ﹤0.01% of the portfolio, ranked #3591.

UBS first reported a position in PKO in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.18M in Q3 2013. 45 funds tracked by Wall St. Rank hold PKO as of Q3 2014.

UBS held 36,127 shares of Pimco Income Opportunity Fund worth $997K as of Q3 2014.
UBS bought 4,694 Pimco Income Opportunity Fund shares in Q3 2014, an estimated $134K.
Pimco Income Opportunity Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3591 holding.
UBS first reported a position in Pimco Income Opportunity Fund in Q2 2013 and has held it in 6 quarters since.
UBS's Pimco Income Opportunity Fund position peaked at $1.18M in Q3 2013.
45 funds tracked by Wall St. Rank held Pimco Income Opportunity Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.