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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
1026
BCE
BCE
$19.9B
$1.51M 0.01%
33,083
+2,490
+8% +$119K
SFIX
1027
Stitch Fix
SFIX
$478M
$1.5M 0.01%
58,365
-1,392
-2% -$32.3K
FAF icon
1028
First American
FAF
$7.67B
$1.49M 0.01%
25,796
+1,342
+5% +$82K
FIVE icon
1029
Five Below
FIVE
$11.2B
$1.49M 0.01%
11,773
+6,268
+114% +$785K
SPLB icon
1030
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$1.48M 0.01%
52,344
-15,444
-23% -$462K
AWR icon
1031
American States Water
AWR
$3.39B
$1.48M 0.01%
17,214
-1,107
-6% -$98.1K
FITB
1032
Fifth Third Bancorp
FITB
$52B
$1.48M 0.01%
48,045
+134
+0.3% +$3.93K
EEFT icon
1033
Euronet Worldwide
EEFT
$3.02B
$1.48M 0.01%
9,367
-427
-4% -$64.5K
MGEE icon
1034
MGE Energy Inc
MGEE
$3.11B
$1.48M 0.01%
18,749
+11,804
+170% +$909K
HE icon
1035
Hawaiian Electric Industries
HE
$2.33B
$1.48M 0.01%
31,542
-1,213
-4% -$54.4K
IQLT icon
1036
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$1.47M 0.01%
46,649
+3,916
+9% +$121K
UGI icon
1037
UGI
UGI
$8B
$1.47M 0.01%
32,659
-4,668
-13% -$214K
VMO icon
1038
Invesco Municipal Opportunity Trust
VMO
$647M
$1.47M 0.01%
118,764
-4,245
-3% -$52.7K
FXD icon
1039
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.46M 0.01%
35,080
+12,724
+57% +$555K
IBDL
1040
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$1.46M 0.01%
57,856
+1,014
+2% +$25.7K
ALLE icon
1041
Allegion
ALLE
$13B
$1.46M 0.01%
11,706
+8,556
+272% +$987K
CEY
1042
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$1.46M 0.01%
59,236
+386
+0.7% +$8.96K
XYLD icon
1043
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$1.45M 0.01%
28,646
+1,626
+6% +$80.8K
CCD
1044
Calamos Dynamic Convertible & Income Fund
CCD
$714M
$1.45M 0.01%
68,500
-2,089
-3% -$43.3K
CTSH icon
1045
Cognizant
CTSH
$21.5B
$1.45M 0.01%
23,571
-2,094
-8% -$129K
KMX icon
1046
CarMax
KMX
$8.27B
$1.44M 0.01%
21,495
+7,900
+58% +$743K
RITM icon
1047
Rithm Capital
RITM
$5.09B
$1.44M 0.01%
89,281
+35,418
+66% +$556K
TD icon
1048
Toronto Dominion Bank
TD
$198B
$1.44M 0.01%
26,318
-2,366
-8% -$134K
SFBS
1049
ServisFirst Bancshares
SFBS
$4.79B
$1.44M 0.01%
38,188
-492
-1% -$17.6K
HIG icon
1050
Hartford Financial Services
HIG
$38.5B
$1.43M 0.01%
24,157
-16,017
-40% -$961K
40 41
42
43 44

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.