Ladenburg Thalmann Financial Services’s American States Water AWR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.48M	Sell	17,214 -1,107	-6%	-$98.1K	0.01%	1031
2019 Q3	$1.65M	Sell	18,321 -65	-0.4%	-$5.46K	0.01%	912
2019 Q2	$1.38M	Buy	18,386 +1,571	+9%	+$113K	0.01%	1012
2019 Q1	$1.2M	Buy	16,815 +843	+5%	+$57.7K	0.01%	1065
2018 Q4	$1.06M	Buy	15,972 +6,467	+68%	+$415K	0.01%	1014
2018 Q3	$580K	Sell	9,505 -646	-6%	-$38.8K	﹤0.01%	1487
2018 Q2	$538K	Hold	10,151	–	–	0.01%	1505
2018 Q1	$538K	Sell	10,151 -452	-4%	-$24.4K	0.01%	1505
2017 Q4	$613K	Buy	10,603 +914	+9%	+$50.1K	0.01%	1395
2017 Q3	$477K	Buy	9,689 +2,217	+30%	+$109K	0.01%	1507
2017 Q2	$355K	Sell	7,472 -208	-3%	-$9.56K	﹤0.01%	1620
2017 Q1	$341K	Sell	7,680 -160	-2%	-$7K	﹤0.01%	1556
2016 Q4	$355K	Sell	7,840 -415	-5%	-$17.3K	﹤0.01%	1454
2016 Q3	$330K	Sell	8,255 -643	-7%	-$26.6K	﹤0.01%	1430
2016 Q2	$389K	Buy	8,898 +3,624	+69%	+$146K	0.01%	1279
2016 Q1	$208K	Buy	5,274 +299	+6%	+$12.7K	﹤0.01%	1580
2015 Q4	$209K	Buy	4,975 +1,128	+29%	+$46.7K	﹤0.01%	1549
2015 Q3	$160K	Buy	3,847 +315	+9%	+$12.2K	﹤0.01%	1641
2015 Q2	$132K	Buy	3,532 +146	+4%	+$5.63K	﹤0.01%	1894
2015 Q1	$135K	Buy	3,386 +7	+0.2%	+$278	﹤0.01%	1859
2014 Q4	$127K	Buy	3,379 +831	+33%	+$28.6K	﹤0.01%	1734
2014 Q3	$78K	Buy	2,548 +8	+0.3%	+$251	﹤0.01%	1754
2014 Q2	$84K	Buy	2,540 +1,040	+69%	+$31.9K	﹤0.01%	1712
2014 Q1	$48K	Buy	1,500 +200	+15%	+$5.86K	﹤0.01%	2000
2013 Q4	$37K	Hold	1,300	–	–	﹤0.01%	2118
2013 Q3	$36K	Sell	1,300 -1,780	-58%	-$50.8K	﹤0.01%	2031
2013 Q2	$83K	Buy	+3,080	New	+$84K	﹤0.01%	1410