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American States Water

201 hedge funds and large institutions have $709M invested in American States Water in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 66 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 66

1.21% less ownership

Funds ownership: 61.49%60.28% (-1.2%)

2% less funds holding

Funds holding: 205201 (-4)

10% less capital invested

Capital invested by funds: $791M → $709M (-$81.5M)

21% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 19

Holders
201
Holders Change
-4
Holders Change %
-1.95%
% of All Funds
5.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
66
Reduced
66
Closed
19
Calls
$73K
Puts
Net Calls
+$73K
Net Calls Change
-$1.16M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$90.9M -$3.62M -115,168 -4%
BFA
2
BlackRock Fund Advisors
California
$59.5M -$1.82M -57,781 -3%
BIT
3
BlackRock Institutional Trust
California
$35.1M -$4.12M -130,954 -10%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$31.7M +$878K +27,925 +3%
BTW
5
Boston Trust Walden
Massachusetts
$31.4M -$2.96M -94,305 -8%
Renaissance Technologies
6
Renaissance Technologies
New York
$30.2M +$3.67M +116,700 +13%
State Street
7
State Street
Massachusetts
$23.7M -$858K -27,306 -3%
Baillie Gifford & Co
8
Baillie Gifford & Co
United Kingdom
$21.6M
Invesco
9
Invesco
Georgia
$20M -$2.62M -83,379 -11%
CRCP
10
Copper Rock Capital Partners
Massachusetts
$18.4M +$5.85M +186,012 +44%
PAMU
11
Pictet Asset Management (UK)
United Kingdom
$17.4M +$252K +8,012 +1%
Northern Trust
12
Northern Trust
Illinois
$17M -$627K -19,940 -3%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$16.9M +$186K +5,931 +1%
TA
14
Teachers Advisors
New York
$13.5M +$770K +24,500 +6%
Norges Bank
15
Norges Bank
Norway
$11M -$11.4M -362,952 -50%
GT
16
Glenmede Trust
Pennsylvania
$10.6M +$1.37M +43,641 +14%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$10.1M +$11K +350 +0.1%
First Trust Advisors
18
First Trust Advisors
Illinois
$9.78M +$437K +13,888 +5%
Morgan Stanley
19
Morgan Stanley
New York
$8.64M -$3M -95,344 -25%
TCIM
20
TIAA CREF Investment Management
New York
$8.36M +$740K +23,524 +9%
AQR Capital Management
21
AQR Capital Management
Connecticut
$7.96M -$377K -12,000 -4%
BA
22
BlackRock Advisors
Delaware
$7.89M -$1.24M -39,370 -13%
Ameriprise
23
Ameriprise
Minnesota
$7.45M +$1.69M +53,771 +28%
Principal Financial Group
24
Principal Financial Group
Iowa
$7.39M -$34.3K -1,090 -0.4%
RS
25
Robeco Schweiz
Switzerland
$7.09M +$679K +21,615 +10%

AWR Hedge Fund Activity: Q3 2014 in Review

201 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q3 2014, worth a combined $709M — down 10% from $791M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of AWR and 15 opened new positions — a net loss of 4 holders — while 66 trimmed existing stakes and 66 added.

The largest buyer was Copper Rock Capital Partners, adding an estimated $5.85M. The largest seller was Norges Bank, cutting an estimated $11.4M.

  • 201 institutional investors held American States Water (AWR) as of Q3 2014, down from 205 in Q2 2014.
  • Funds reported $709M of American States Water stock for Q3 2014, down 10% quarter-over-quarter.
  • 15 funds opened new American States Water positions in Q3 2014 and 19 closed out, a net change of -4 holders.
  • The largest American States Water buyer in Q3 2014 was Copper Rock Capital Partners, an estimated $5.85M added.
  • The largest American States Water seller in Q3 2014 was Norges Bank, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2014.