Ladenburg Thalmann Financial Services’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.46M	Buy	35,080 +12,724	+57%	+$555K	0.01%	1039
2019 Q3	$939K	Buy	22,356 +6,680	+43%	+$283K	0.01%	1289
2019 Q2	$672K	Buy	15,676 +899	+6%	+$38.4K	﹤0.01%	1516
2019 Q1	$626K	Sell	14,777 -654	-4%	-$26.7K	﹤0.01%	1514
2018 Q4	$577K	Buy	15,431 +3,363	+28%	+$134K	0.01%	1429
2018 Q3	$523K	Buy	12,068 +4,097	+51%	+$177K	﹤0.01%	1571
2018 Q2	$327K	Hold	7,971	–	–	﹤0.01%	1873
2018 Q1	$327K	Sell	7,971 -35,696	-82%	-$1.52M	﹤0.01%	1873
2017 Q4	$1.84M	Buy	43,667 +36,766	+533%	+$1.47M	0.02%	738
2017 Q3	$265K	Sell	6,901 -7,039	-50%	-$262K	﹤0.01%	1888
2017 Q2	$513K	Sell	13,940 -22,297	-62%	-$818K	0.01%	1372
2017 Q1	$1.3M	Sell	36,237 -23,901	-40%	-$865K	0.02%	760
2016 Q4	$2.16M	Sell	60,138 -2,074	-3%	-$73.6K	0.03%	486
2016 Q3	$2.22M	Buy	62,212 +7,097	+13%	+$252K	0.03%	461
2016 Q2	$1.87M	Sell	55,115 -4,817	-8%	-$164K	0.03%	490
2016 Q1	$2.01M	Sell	59,932 -2,390	-4%	-$78.3K	0.04%	433
2015 Q4	$2.18M	Sell	62,322 -27,168	-30%	-$953K	0.04%	395
2015 Q3	$3.11M	Sell	89,490 -4,414	-5%	-$159K	0.06%	286
2015 Q2	$3.43M	Buy	93,904 +30,722	+49%	+$1.14M	0.06%	299
2015 Q1	$2.34M	Buy	63,182 +6,734	+12%	+$243K	0.04%	383
2014 Q4	$2M	Sell	56,448 -3,593	-6%	-$121K	0.04%	355
2014 Q3	$2M	Buy	60,041 +294	+0.5%	+$9.76K	0.05%	289
2014 Q2	$1.94M	Buy	59,747 +4,038	+7%	+$129K	0.05%	305
2014 Q1	$1.81M	Sell	55,709 -5,815	-9%	-$184K	0.05%	290
2013 Q4	$1.97M	Buy	61,524 +23,211	+61%	+$717K	0.06%	262
2013 Q3	$1.08M	Buy	38,313 +2,585	+7%	+$74.4K	0.04%	383
2013 Q2	$980K	Buy	+35,728	New	+$953K	0.04%	405