Ladenburg Thalmann Financial Services’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.46M	Buy	35,080 +12,724	+57%	+$555K	0.01%	1039
2019 Q3	$939K	Buy	22,356 +6,680	+43%	+$283K	0.01%	1289
2019 Q2	$672K	Buy	15,676 +899	+6%	+$38.4K	﹤0.01%	1516
2019 Q1	$626K	Sell	14,777 -654	-4%	-$26.7K	﹤0.01%	1514
2018 Q4	$577K	Buy	15,431 +3,363	+28%	+$134K	0.01%	1429
2018 Q3	$523K	Buy	12,068 +4,097	+51%	+$177K	﹤0.01%	1571
2018 Q2	$327K	Hold	7,971	–	–	﹤0.01%	1873
2018 Q1	$327K	Sell	7,971 -35,696	-82%	-$1.52M	﹤0.01%	1873
2017 Q4	$1.84M	Buy	43,667 +36,766	+533%	+$1.47M	0.02%	738
2017 Q3	$265K	Sell	6,901 -7,039	-50%	-$262K	﹤0.01%	1888
2017 Q2	$513K	Sell	13,940 -22,297	-62%	-$818K	0.01%	1372
2017 Q1	$1.3M	Sell	36,237 -23,901	-40%	-$865K	0.02%	760
2016 Q4	$2.16M	Sell	60,138 -2,074	-3%	-$73.6K	0.03%	486
2016 Q3	$2.22M	Buy	62,212 +7,097	+13%	+$252K	0.03%	461
2016 Q2	$1.87M	Sell	55,115 -4,817	-8%	-$164K	0.03%	490
2016 Q1	$2.01M	Sell	59,932 -2,390	-4%	-$78.3K	0.04%	433
2015 Q4	$2.18M	Sell	62,322 -27,168	-30%	-$953K	0.04%	395
2015 Q3	$3.11M	Sell	89,490 -4,414	-5%	-$159K	0.06%	286
2015 Q2	$3.43M	Buy	93,904 +30,722	+49%	+$1.14M	0.06%	299
2015 Q1	$2.34M	Buy	63,182 +6,734	+12%	+$243K	0.04%	383
2014 Q4	$2M	Sell	56,448 -3,593	-6%	-$121K	0.04%	355
2014 Q3	$2M	Buy	60,041 +294	+0.5%	+$9.76K	0.05%	289
2014 Q2	$1.94M	Buy	59,747 +4,038	+7%	+$129K	0.05%	305
2014 Q1	$1.81M	Sell	55,709 -5,815	-9%	-$184K	0.05%	290
2013 Q4	$1.97M	Buy	61,524 +23,211	+61%	+$717K	0.06%	262
2013 Q3	$1.08M	Buy	38,313 +2,585	+7%	+$74.4K	0.04%	383
2013 Q2	$980K	Buy	+35,728	New	+$953K	0.04%	405

Other funds holding FXD

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

FEM

Fulcrum Equity Management Plano, Texas $136M AUM 42.95% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Navellier & Associates Reno, Nevada $1.26B AUM 95.39% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FXD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Consumer Discretionary AlphaDEX Fund (FXD) stake by 57% in Q4 2019, buying an estimated $555K and bringing the position to 35,080 shares worth $1.46M. The position accounts for 0.01% of the portfolio, ranked #1039.

Ladenburg Thalmann Financial Services first reported a position in FXD in Q2 2013 and has held it in 27 quarters since. The position peaked at $3.43M in Q2 2015. 109 funds tracked by Wall St. Rank hold FXD as of Q4 2019.

Ladenburg Thalmann Financial Services held 35,080 shares of First Trust Consumer Discretionary AlphaDEX Fund worth $1.46M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 12,724 First Trust Consumer Discretionary AlphaDEX Fund shares in Q4 2019, an estimated $555K.
First Trust Consumer Discretionary AlphaDEX Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1039 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Consumer Discretionary AlphaDEX Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Consumer Discretionary AlphaDEX Fund position peaked at $3.43M in Q2 2015.
109 funds tracked by Wall St. Rank held First Trust Consumer Discretionary AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.