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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRT icon
976
Independence Realty Trust
IRT
$3.92B
$1.63M 0.01%
116,473
+34,391
+42% +$501K
SBRA icon
977
Sabra Healthcare REIT
SBRA
$5.64B
$1.63M 0.01%
76,646
+1,076
+1% +$24.1K
NYF icon
978
iShares New York Muni Bond ETF
NYF
$1.36B
$1.63M 0.01%
28,586
+237
+0.8% +$13.5K
URA icon
979
Global X Uranium ETF
URA
$5.52B
$1.63M 0.01%
147,231
+827
+0.6% +$9.1K
EIX icon
980
Edison International
EIX
$30.7B
$1.63M 0.01%
22,655
-992
-4% -$70.2K
CSL icon
981
Carlisle Companies
CSL
$13.6B
$1.63M 0.01%
9,977
+77
+0.8% +$11.9K
SUI icon
982
Sun Communities
SUI
$15B
$1.63M 0.01%
10,983
+1,636
+18% +$255K
PFG icon
983
Principal Financial Group
PFG
$23.6B
$1.62M 0.01%
29,746
+810
+3% +$44.3K
BGC icon
984
BGC Group
BGC
$5.58B
$1.62M 0.01%
272,341
+24,652
+10% +$139K
BBY icon
985
Best Buy
BBY
$18B
$1.62M 0.01%
19,988
-148
-0.7% -$11.3K
ILCB icon
986
iShares Morningstar US Equity ETF
ILCB
$1.26B
$1.61M 0.01%
35,000
+940
+3% +$41.2K
PHYS icon
987
Sprott Physical Gold
PHYS
$14.6B
$1.61M 0.01%
132,453
+8,722
+7% +$104K
SAP icon
988
SAP
SAP
$187B
$1.61M 0.01%
12,172
+1,694
+16% +$223K
BLW icon
989
BlackRock Limited Duration Income Trust
BLW
$491M
$1.61M 0.01%
98,324
+1,863
+2% +$29.6K
SUNS
990
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.61M 0.01%
91,533
+5,980
+7% +$106K
IGM icon
991
iShares Expanded Tech Sector ETF
IGM
$9.94B
$1.61M 0.01%
70,932
+17,988
+34% +$685K
QDEF icon
992
FlexShares Quality Dividend Defensive Index Fund
QDEF
$543M
$1.61M 0.01%
33,630
-2,479
-7% -$116K
FDT icon
993
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.61M 0.01%
29,027
-15,852
-35% -$858K
HYT icon
994
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.6M 0.01%
143,398
+7,444
+5% +$81.9K
CAG icon
995
Conagra Brands
CAG
$7.07B
$1.6M 0.01%
47,149
+1,415
+3% +$41K
TTWO icon
996
Take-Two Interactive
TTWO
$43B
$1.59M 0.01%
13,058
+7,802
+148% +$950K
CRF
997
Cornerstone Total Return Fund
CRF
$1.14B
$1.59M 0.01%
147,835
+4,568
+3% +$48.7K
HXL icon
998
Hexcel
HXL
$8.32B
$1.59M 0.01%
21,590
+2,970
+16% +$228K
KKR icon
999
KKR & Co
KKR
$89.2B
$1.59M 0.01%
54,423
-5,854
-10% -$167K
OMC icon
1000
Omnicom Group
OMC
$22.7B
$1.59M 0.01%
21,999
+1,777
+9% +$139K
38 39
40
41 42

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.