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Ladenburg Thalmann Financial Services’s Principal Financial Group PFG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$1.62M Buy
29,746
+810
+3% +$44.3K 0.01% 983
2019
Q3 		$1.65M Buy
28,936
+1,810
+7% +$102K 0.01% 910
2019
Q2 		$1.57M Buy
27,126
+2,919
+12% +$161K 0.01% 922
2019
Q1 		$1.22M Buy
24,207
+3,228
+15% +$160K 0.01% 1050
2018
Q4 		$929K Sell
20,979
-3,182
-13% -$157K 0.01% 1106
2018
Q3 		$1.42M Buy
24,161
+2,234
+10% +$125K 0.01% 904
2018
Q2 		$1.33M Hold
21,927
– – 0.01% 897
2018
Q1 		$1.33M Buy
21,927
+1,984
+10% +$131K 0.01% 897
2017
Q4 		$1.41M Buy
19,943
+480
+2% +$33.1K 0.01% 865
2017
Q3 		$1.25M Buy
19,463
+939
+5% +$60.4K 0.01% 862
2017
Q2 		$1.19M Buy
18,524
+291
+2% +$18.5K 0.01% 849
2017
Q1 		$1.15M Buy
18,233
+630
+4% +$38.4K 0.01% 823
2016
Q4 		$1.02M Buy
17,603
+1,292
+8% +$72.4K 0.01% 844
2016
Q3 		$839K Sell
16,311
-165
-1% -$7.72K 0.01% 892
2016
Q2 		$678K Buy
16,476
+3,408
+26% +$144K 0.01% 962
2016
Q1 		$515K Sell
13,068
-3,438
-21% -$132K 0.01% 1037
2015
Q4 		$742K Sell
16,506
-1,044
-6% -$51K 0.01% 820
2015
Q3 		$830K Buy
17,550
+2,080
+13% +$108K 0.02% 727
2015
Q2 		$794K Buy
15,470
+2,379
+18% +$123K 0.01% 833
2015
Q1 		$672K Buy
13,091
+6,095
+87% +$306K 0.01% 892
2014
Q4 		$363K Buy
6,996
+720
+11% +$37.3K 0.01% 1084
2014
Q3 		$329K Buy
6,276
+181
+3% +$9.47K 0.01% 977
2014
Q2 		$308K Buy
6,095
+193
+3% +$9.09K 0.01% 988
2014
Q1 		$271K Buy
5,902
+174
+3% +$7.96K 0.01% 977
2013
Q4 		$282K Sell
5,728
-128
-2% -$6.08K 0.01% 907
2013
Q3 		$252K Sell
5,856
-3
-0.1% -$125 0.01% 913
2013
Q2 		$220K Buy
+5,859
New +$214K 0.01% 940

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Capital Research Global Investors
Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PFG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Principal Financial Group (PFG) stake by 2.8% in Q4 2019, buying an estimated $44.3K and bringing the position to 29,746 shares worth $1.62M. The position accounts for 0.01% of the portfolio, ranked #983.

Ladenburg Thalmann Financial Services first reported a position in PFG in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.65M in Q3 2019. 613 funds tracked by Wall St. Rank hold PFG as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 29,746 shares of Principal Financial Group worth $1.62M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 810 Principal Financial Group shares in Q4 2019, an estimated $44.3K.
  • Principal Financial Group made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #983 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Principal Financial Group in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Principal Financial Group position peaked at $1.65M in Q3 2019.
  • 613 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.