Ladenburg Thalmann Financial Services’s Sprott Physical Gold PHYS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.61M	Buy	132,453 +8,722	+7%	+$104K	0.01%	987
2019 Q3	$1.46M	Sell	123,731 -34,585	-22%	-$409K	0.01%	991
2019 Q2	$1.79M	Sell	158,316 -19,420	-11%	-$204K	0.01%	852
2019 Q1	$1.86M	Sell	177,736 -47,948	-21%	-$505K	0.01%	806
2018 Q4	$2.33M	Buy	225,684 +1,619	+0.7%	+$16K	0.02%	606
2018 Q3	$2.14M	Sell	224,065 -20,243	-8%	-$198K	0.02%	697
2018 Q2	$2.63M	Hold	244,308	–	–	0.02%	589
2018 Q1	$2.63M	Sell	244,308 -106,057	-30%	-$1.15M	0.02%	589
2017 Q4	$3.71M	Sell	350,365 -8,976	-2%	-$93.3K	0.04%	447
2017 Q3	$3.75M	Sell	359,341 -15,218	-4%	-$159K	0.04%	393
2017 Q2	$3.79M	Sell	374,559 -31,138	-8%	-$320K	0.04%	358
2017 Q1	$4.15M	Buy	405,697 +45,944	+13%	+$460K	0.05%	322
2016 Q4	$3.38M	Buy	359,753 +56,145	+18%	+$563K	0.05%	356
2016 Q3	$3.32M	Buy	303,608 +70,473	+30%	+$780K	0.05%	345
2016 Q2	$2.56M	Sell	233,135 -254,333	-52%	-$2.66M	0.04%	383
2016 Q1	$4.96M	Buy	487,468 +86,827	+22%	+$846K	0.09%	210
2015 Q4	$3.48M	Buy	400,641 +153,065	+62%	+$1.39M	0.06%	272
2015 Q3	$2.27M	Sell	247,576 -26,789	-10%	-$248K	0.05%	350
2015 Q2	$2.65M	Sell	274,365 -19,105	-7%	-$188K	0.05%	352
2015 Q1	$2.87M	Buy	293,470 +18,314	+7%	+$185K	0.06%	329
2014 Q4	$2.69M	Buy	275,156 +29,200	+12%	+$290K	0.06%	287
2014 Q3	$2.45M	Sell	245,956 -23,146	-9%	-$246K	0.07%	240
2014 Q2	$2.96M	Sell	269,102 -9,084	-3%	-$97.2K	0.08%	205
2014 Q1	$2.97M	Sell	278,186 -5,450	-2%	-$58.6K	0.09%	180
2013 Q4	$2.83M	Sell	283,636 -3,331	-1%	-$35.1K	0.09%	187
2013 Q3	$3.16M	Buy	286,967 +6,108	+2%	+$67.7K	0.11%	161
2013 Q2	$2.88M	Buy	+280,859	New	+$3.32M	0.1%	168

Other funds holding PHYS

EAM

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $6.07B AUM 34.81% 1-Year Est. Return

FDCDDQ

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $32.7B AUM 35.71% 1-Year Est. Return

PHS

Pekin Hardy Strauss Chicago, Illinois $1.14B AUM 37.36% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

FHC

Forest Hill Capital Little Rock, Arkansas $130M AUM 29.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PHYS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Sprott Physical Gold (PHYS) stake by 7% in Q4 2019, buying an estimated $104K and bringing the position to 132,453 shares worth $1.61M. The position accounts for 0.01% of the portfolio, ranked #987.

Ladenburg Thalmann Financial Services first reported a position in PHYS in Q2 2013 and has held it in 27 quarters since. The position peaked at $4.96M in Q1 2016. 202 funds tracked by Wall St. Rank hold PHYS as of Q4 2019.

Ladenburg Thalmann Financial Services held 132,453 shares of Sprott Physical Gold worth $1.61M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 8,722 Sprott Physical Gold shares in Q4 2019, an estimated $104K.
Sprott Physical Gold made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #987 holding.
Ladenburg Thalmann Financial Services first reported a position in Sprott Physical Gold in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Sprott Physical Gold position peaked at $4.96M in Q1 2016.
202 funds tracked by Wall St. Rank held Sprott Physical Gold as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.